Securities / Derivatives

    Market Infrastructure

    CFTC Approves ASX Application for Direct Access to US Customers

    By Garima Chitkara | 24/05/2018

    ASX can provide direct access to US customers to trade on its platform; CFTC order part of its regulatory deference programme

    Securities / Derivatives

    India Consults on Opening Up Commodity Derivatives to Foreign Entities

    By Garima Chitkara | 24/05/2018

    SEBI consults on allowing foreign entities with direct exposure to Indian commodities into the commodities derivatives markets; FPI’s will not be allowed.

    Market Infrastructure

    NSE Takes Legal Action to Prevent SGX India Derivatives Launch

    By Garima Chitkara | 24/05/2018

    NSE is seeking to prevent SGX from launching India equity derivative products in June; NSE previously terminated its data sharing agreement with SGX for its Nifty futures offering.

    Securities / Derivatives

    SFC Introduces New Disclosure Rules for Discretionary Account Trading

    By JP Reimann | 23/05/2018

    SFC requires intermediaries to disclose incentives, trading profits arising from third party products; amendments to come into effect on 25 November 2018.

    Market Infrastructure

    Malaysia Implements Segregated Accounts for Bond Investors

    By Manesh Samtani | 23/05/2018

    BNM has operationalised segregated securities accounts for resident and non-resident investors in RENTAS debt securities using LEIs to identify transacting parties.

    Capital / Liquidity

    China Boosts Offshore RMB Liquidity as MSCI Inclusion Looms

    By Garima Chitkara | 21/05/2018

    PBOC allows offshore clearing banks to access mainland liquidity, cuts RMB reserve ratio of clearing banks to zero percent, among other measures.

    Securities / Derivatives

    SFC Expands Professional Investor Rules

    By JP Reimann | 21/05/2018

    SFC’s new professional investor rules will expand categories, amend qualification threshold starting from 13 July 2018.

    Securities / Derivatives

    London Exchange Releases Shanghai Trading Link Blueprint

    By Manesh Samtani | 21/05/2018

    London-Shanghai Stock Connect to start later this year; SSE companies worth over CNY20bn will be allowed to list up to 15% of total share capital in the UK.

    Securities / Derivatives

    Growing Liquidity Requirements, a Regulatory Hazard for Asset Managers

    By Peter Guy | 21/05/2018

    Asset managers resist bank-like capital and liquidity regulations being contemplated by regulators. But new requirements appear unavoidable given recent regulatory trends.

    Market Infrastructure

    China-backed Derivatives Exchange APEX Set for Launch in Singapore

    By Manesh Samtani | 21/05/2018

    Asia Pacific Exchange will become Singapore’s third derivatives exchange, initially offering dollar-denominated and physically tradable palm olein futures starting 25 May.

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