Securities / Derivatives

Securities / Derivatives

Talent Risk and Reward

By Editors | 04/05/2016

Three trends impacting APAC risk talent strategy

Securities / Derivatives

RBI Proposes Derivative Margining Rules

By Samuel Riding | 04/05/2016

Requirements to apply to non-centrally cleared derivatives usage above INR3.5trn threshold.

Market Infrastructure

SEBI Planning Paperless Intermediary Registration

By Samuel Riding | 25/04/2016

Brokerages, mutual funds, portfolio managers and others will be able to forego written applications.

Securities / Derivatives

SGX Reveals Trading Irregularities after MAS Raids

By Samuel Riding | 25/04/2016

MAS and police raid at least four broking houses, take two remisiers for questioning.

AML / KYC

ASIC to Use Windfall to Boost Surveillance, Enforcement

By Samuel Riding | 21/04/2016

Australian securities regulator also welcomes shift to industry funding model.

Market Infrastructure

No Limits on Foreign Inter-bank FX, Bond Investment – PBOC

By Samuel Riding | 15/04/2016

Foreign central banks must register with foreign exchange system to trade inter-bank FX, can use PBOC as agent.

Market Infrastructure

How Financial Markets Can Deal with Non-Financial Shocks

By Samuel Riding | 14/04/2016

Highlights of BoJ executive director Masayoshi Amamiya’s keynote speech at the ISDA AGM 2016

Market Infrastructure

Mitsubishi UFJ CEO Outlines Regulatory Challenges

By Samuel Riding | 14/04/2016

Nobuyuki Hirano cites fintech, sovereign debt risk weightings and conduct among most pressing issues.

AML / KYC

Japan to Consult on ‘Dynamic Supervision’

By Samuel Riding | 14/04/2016

FSA commissioner says new regulatory approach will provide more comprehensive assessment of bank safety and soundness.