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Trending
Fintech / Regtech
Goldman Sachs to Make GS DAP Platform “Industry-owned”
By Nithya Subramanian | 22/11/2024
Goldman will establish a new, standalone company to spin out GS DAP so that it can be used by more participants to interoperate seamlessly.
Enforcement
SFC Suspends Former Yuanta Securities Licensee for 26 Months
By Mark Johnston | 22/11/2024
The former licensee had a secret profit-sharing agreement with a client, failed to disclose personal dealings, and made false representations to the SFC.
Enforcement
Former Richmond Fed Official Pleads Guilty to Insider Trading
By Mark Johnston | 22/11/2024
The official used confidential information about FIs under Federal Reserve Bank of Richmond supervision to profit from stock trading.
AML / KYC
UPDATED – Wirecard Fraud: A Timeline of Events
By Editors | 30/06/2020
Wirecard has filed for insolvency amid multiple probes. BaFin faces scrutiny for mishandling clear red flags. EY faces lawsuits for failing to catch the improprieties earlier.
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