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Enforcement
ASIC Takes FIIG Securities to Court Over Cybersecurity Failures
By Thisanka Siripala | 14/03/2025
ASIC alleges systemic and prolonged cybersecurity failures led to the compromise of personal information of approximately 18,000 clients.

Market Infrastructure
ASIC Commences Work on Regulatory Simplification Reforms
By Sanday Chongo Kabange | 13/03/2025
ASIC’s new “Simplification Consultative Group” is developing a discussion paper that will be released around Q3.

Enforcement
ASIC Sues AustralianSuper for Breaching Regulatory Obligations
By Sanday Chongo Kabange | 12/03/2025
AustralianSuper allegedly failed to process death benefit claims and pay members’ benefits in a timely manner.

AML / KYC
Australian Scam Losses Fall to A$2bn With Public-Private Partnership
By Nathan Lynch | 12/03/2025
Nathan Lynch discusses the NASC’s latest annual report and the insights it offers for bankers and AML/CFT professionals.

AML / KYC
Australia Recorded Further Declines in Scam Losses in 2024
By Sanday Chongo Kabange | 12/03/2025
A new ministerial direction will strengthen the pathways for victims to seek compensation for scam losses.

Market Infrastructure
RBA: Find Common Ground on Decommissioning BECS
By Sanday Chongo Kabange | 11/03/2025
The RBA found insufficient industry coordination, planning and certainty regarding decommissioning the BECS.

ESG / Sustainability
ASFI Granted Authorisation to Engage on Sustainable Finance
By Sanday Chongo Kabange | 11/03/2025
The authorisation allows ASFI and its members to engage in discussions and exchange information in relation to sustainable finance solutions.

Capital / Liquidity
New Zealand Banks Call on Lawmakers to Reconsider Capital Rules
By Sanday Chongo Kabange | 11/03/2025
New Zealand’s large banks have asked lawmakers to consider whether the capital rules set by the RBNZ are too onerous.

AML / KYC
Australia Directs ACMA to Implement New Standard to Prevent SMS Scams
By Sanday Chongo Kabange | 11/03/2025
The new standard will require telcos to check whether SMS messages sent using a sender ID correspond with the legitimate registered sender.

Securities / Derivatives
NZX Proposes to Relax ‘Prescribed Person’ Trading Rules
By Thisanka Siripala | 07/03/2025
NZX proposes to narrow the scope of the obligations to only NZX-quoted securities, addressing concerns that they currently apply too broadly.
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