Hong Kong

    Fintech / Regtech

    HKMA to Consult on BNPL Protections in ‘Coming Months’

    By Sanday Chongo Kabange | 04/06/2022

    Hong Kong official Christopher Hui says regulations for banks and money lenders on providing unsecured credit already cover BNPL services.

    Securities / Derivatives

    HKEX to Revise Position Limits for Single Stock Options, Futures

    By Editors | 02/06/2022

    HKEX also proposes to remove the additional position limits that apply to mini-HSI and mini-HSCEI futures and options contracts.

    Market Infrastructure

    HK Banks Given Four Years to Achieve Operational Resilience

    By Manesh Samtani | 01/06/2022

    The HKMA has given banks one year to develop their operational resilience framework, and a further three years for implementation.

    Market Infrastructure

    CSRC, SFC Outline Plans to Include ETFs in Stock Connect

    By Manesh Samtani | 30/05/2022

    Preparation for formal implementation will take about two months. ETF eligibility criteria have been published by HKEX, SSE and SZSE for consultation.

    Securities / Derivatives

    HKMA Directs Banks to Comply with New Rules for Trust Business

    By Editors | 29/05/2022

    Banks and their subsidiaries have until 1 June 2023 to comply with new regulatory requirements for their trust business and related activities.

    Market Infrastructure

    HKEX to Launch New IPO Settlement Platform in June 2023

    By Editors | 29/05/2022

    HKEX will host technical workshops and demonstration sessions in the coming months, and commence FINI user registration and on-boarding in Q4 2022.

    Market Infrastructure

    Hong Kong, US to End Mutual Recognition of Accountants

    By Editors | 29/05/2022

    An agreement could not be reached about a requirement for US accountants to have one year of local experience to practise in Hong Kong.

    HKMA Publishes Findings from Front Office Incentives Review

    By Editors | 26/05/2022

    Some incentive systems used in retail banks’ front offices may unintentionally push staff to prioritise business objectives over customer outcomes.

    Fintech / Regtech

    Govt Support Needed in AI, Big Data Industry: FTAHK

    By Editors | 25/05/2022

    Survey respondents said government support is needed to drive education and promote fairness, ethics, accountability and transparency in the industry.

    Securities / Derivatives

    HKEX to Establish First Non-Asia Offices This Year – Report

    By Editors | 24/05/2022

    New offices in Europe and the US will allow HKEX to provide services and support to international companies seeking to list or invest in Hong Kong.

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