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Securities / Derivatives
SFC Issues Guidance on Resumption of Licensing Fee Collection
By Sanday Chongo Kabange | 18/03/2025
The SFC issued a quick guide and related FAQs to help the industry better manage matters related to annual licensing fee payment.
HKMA Updates Guidance on Selling Structured Products
By Sanday Chongo Kabange | 18/03/2025
The HKMA has updated its guidance on selling of accumulators to help AIs comply with evolving product structures and features.
ESG / Sustainability
HKGFA Launches Online Transition Planning Repository
By Sanday Chongo Kabange | 17/03/2025
The repository provides resources to help finance professionals and companies make greater progress towards their transition priorities.
Market Infrastructure
HKEX Considers Lowering Board Lot Sizes to Boost Liquidity
By Mark Johnston | 17/03/2025
HKEX is reportedly considering mandating that brokers charge the same price for trading single shares as they do for board lots.
ESG / Sustainability
HKEX Achieves Carbon Neutrality Goal Across Operations
By Sanday Chongo Kabange | 14/03/2025
HKEX says it achieved carbon neutrality across its operations at the end of 2024, setting an “important example” for the broader listed issuer community.
Enforcement
HKEX Sanctions Former Orient Securities Director
By Sanday Chongo Kabange | 14/03/2025
HKEX said the former director failed to cooperate with an investigation into potential GEM listing rules breaches.
Securities / Derivatives
SGX Adds 3 More Hong Kong Stocks to SDR Portfolio
By Nithya Subramanian | 12/03/2025
SGX has added three more HK-listed companies to its SDR lineup. More SDRs linked to Thai and Hong Kong companies will be introduced by mid 2025.
Market Infrastructure
HKEX Adds SET to List of Recognised Stock Exchanges
By Sanday Chongo Kabange | 11/03/2025
The decision means companies with a primary listing in Thailand can apply for a secondary listing in Hong Kong.
Market Infrastructure
HKMA Directs Banks to Comply With New Guidance for Insurance Sales
By Sanday Chongo Kabange | 06/03/2025
The new IA guidance sets caps on rates that can be used to illustrate the benefits of insurance products.
Securities / Derivatives
HKEX, CMU OmniClear Partner to Bolster Market Infrastructure
By Sanday Chongo Kabange | 05/03/2025
HKEX and CMU OmniClear will work to establish infrastructure in Asia that could rival Euroclear and Clearstream.
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