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Market Infrastructure
SEBI Working on Allowing Instant Settlement in Equities Trading
By Ajoy K Das | 07/11/2023
SEBI is exploring instant settlement in a “non-disruptive manner” and will only introduce it after all concerns are addressed, an official said.

Securities / Derivatives
India AMCs Get New Guidance on Display of Returns
By Ajoy K Das | 07/11/2023
The new guidelines are a response to concerns from SEBI that some AMCs have been engaging in misleading advertising.

Fintech / Regtech
IRDAI Directs Insurers to Join RBI’s Account Aggregator Ecosystem
By Ajoy K Das | 03/11/2023
The inclusion of insurance firms in the AA ecosystem is expected to benefit agents, mutual fund distributors, and other service intermediaries.

Securities / Derivatives
SEBI Revises Offer Document Format for Mutual Fund Schemes
By Ajoy K Das | 03/11/2023
The simplified format will streamline the dissemination of information to mutual fund investors.

RBI Announces Regulatory Framework for Cross Border Transactions
By Ajoy K Das | 02/11/2023
Non-banks facilitating import and export payment transactions must initially have a minimum net worth of INR 150 million.

Securities / Derivatives
India Paves the Way for Foreign Listing of Public Companies
By Ajoy K Das | 02/11/2023
One of the first jurisdictions that will be permitted is expected to be GIFT City. Other foreign jurisdictions will be considered thereafter.

AML / KYC
India Tightens Beneficial Interest Disclosure Rules for LLPs
By Ajoy K Das | 01/11/2023
The disclosures will ensure transparency of the identity of the ultimate person behind the LLPs including related party transactions.

Fintech / Regtech
RBI Allows Five MSME Lending Products to Exit Sandbox
By Ajoy K Das | 31/10/2023
Regulated entities are allowed to adopt the MSME lending products. The RBI also opened applications for its fifth sandbox cohort, which is “theme neutral”.

Securities / Derivatives
India to Require Private Companies to Dematerialise Securities
By Ajoy K Das | 31/10/2023
Private companies will have to ensure their securities are issued only in dematerialised form by 30 September 2024.

Fintech / Regtech
RBI Amends Account Aggregator Framework to Promote Reciprocal Data Sharing
By Ajoy K Das | 31/10/2023
The RBI said some NBFCs enrolled only to access financial information from other firms without sharing their own financial information.
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