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India
Market Abuse
SEBI Mandates Fraud Prevention Mechanisms for Stock Brokers
By Ajoy K Das | 05/07/2024
The regulator said that the measures will ensure higher standards of market integrity and investor protection.
Structural Regulation
SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals
By Ajoy K Das | 05/07/2024
Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.
Trading & Investment
SEBI Mandates Email for Dispatching Consolidated Account Statements
By Ajoy K Das | 05/07/2024
The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.
Payments & Settlements
RBI Proposes Rationalisation of Export-Import Transactions
By Ajoy K Das | 05/07/2024
The proposed regulations will promote ease of doing business for exporters and empower authorised dealer banks to provide more efficient service.
Trading & Investment
SEBI Cuts Face Value of Debt Securities
By Ajoy K Das | 04/07/2024
A lower ticket size could encourage more participation from retail investors, boosting liquidity.
Structural Regulation
SEBI Directs Market Infrastructure Institutions to Charge Uniform Fees
By Ajoy K Das | 04/07/2024
The regulator said that the charges should to be ‘true to label’, meaning the charges paid by investors should be the same as those received by MIIs.
Market Abuse
SEBI Issues Show Cause Notice to Hindenburg Over Adani Report
By Ajoy K Das | 03/07/2024
Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”
Structural Regulation
SEBI Proposes Lighter Regulations for Passive MFs
By Ajoy K Das | 03/07/2024
A recently released consultation paper proposes lower net worth and net profit requirements for sponsors and AMCs.
Trading & Investment
RBI: Rapid Rise in Derivatives Trading Poses Challenges to Investors
By Ajoy K Das | 03/07/2024
Investor protection is key, since derivatives are more complex than underlying assets, said the central bank’s Financial Stability Report.
Trading & Investment
SEBI Proposes Mandatory Disclosure of Risk Adjusted Return for MF Schemes
By Ajoy K Das | 02/07/2024
Disclosure of RAR along with scheme return will help investors make informed investment decisions.
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