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India
Securities / Derivatives
SEBI Mandates Direct Plan, Trail Fee Model for AIFs
By Editors | 11/04/2023
SEBI said AIFs should ensure onboard investors who approach them through a SEBI-registered intermediary are onboarded via direct plan.
Market Infrastructure
RBI to Permit Local Users to Access Onshore NDF Market
By Editors | 09/04/2023
The move is intended to further deepen the forex market in India and provide residents with greater hedging flexibility, RBI governor Shaktikanta Das said.
Fintech / Regtech
RBI Scraps Plans to Allow Firms to Develop UPI Alternative
By Editors | 07/04/2023
RBI deputy governor T Rabi Sankar says ‘new umbrella entity’ applicants did not propose solutions that were particularly innovative.
India Sets Up Panel to Review National Pension System
By Editors | 07/04/2023
The panel will seek to improve the benefits to government employees covered under the NPS and try to unify the different schemes adopted across India.
SEBI Issues New Advertising Rules for Advisers, Analysts
By Editors | 06/04/2023
SEBI’s new rules seek to curb misleading investment advertisements and address the use of unregistered brand names, trade names and logos.
Enforcement
SEBI Probing Related Party Transactions at Adani Group
By Editors | 04/04/2023
SEBI is probing three offshore entities which entered into investment transactions with unlisted Adani Group units over the last 13 years.
Securities / Derivatives
No Active Negotiations to Resolve India CCP Issue: ESMA
By Editors | 23/03/2023
EU banks will face a 1,250% risk weight on exposures to Indian CCPs after April. French and German regulators have given their banks 18 extra months to terminate Indian CCP memberships.
Enforcement
India Supreme Court Orders SEBI to Refund NSE
By Editors | 20/03/2023
Supreme Court quashes SEBI’s orders against NSE for alleged lapses in network systems that favoured high-frequency traders.
Fintech / Regtech
India, UAE To Collaborate on Building CBDC Bridge
By Editors | 16/03/2023
The RBI and CBUAE will conduct PoC and pilots on a bilateral bridge to facilitate cross-border CBDC transactions.
Market Infrastructure
RBI Calls for Fair Pricing, Transparency in FX Market
By Editors | 11/03/2023
The RBI has urged banks and FEDAI to ensure fair and transparent pricing for MSMEs and retail customers in the FX market.
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