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Securities / Derivatives
RBI Formalises Quantitative Easing Programme
By Editors | 10/04/2021
While the RBI has often purchased government securities, this is the first time it has committed to an amount upfront.
Enforcement
Indian Court Lifts Freeze Order on ByteDance Bank Accounts
By Ranamita Chakraborty | 08/04/2021
ByteDance is required to deposit around $10.6mn in a state-run bank, the amount tax authorities claim the company owes.
Fintech / Regtech
RBI Orders MobiKwik to Investigate Alleged Data Breach
By Ranamita Chakraborty | 07/04/2021
The RBI has asked the payments provider Mobikwik to carry out an immediate forensic audit following allegations of a data breach.
ESG / Sustainability
SEBI Approves Listing Rule Changes, New ESG Reporting Requirements
By Editors | 02/04/2021
The new reporting requirements set the stage for taking a leap for better disclosures in the ESG space in India, SEBI said.
Crypto / Digital Assets
India MCA Directs Companies to Disclose Crypto Dealings
By Editors | 01/04/2021
Companies are required to disclose their cryptocurrency dealings as well as profits and losses on these transactions in their financial statements.
Capital / Liquidity
SEBI Requires Intermediaries to Seek Approval for Change in Control
By Editors | 29/03/2021
Under the new guidelines, transfer of shareholding among immediate relatives shall not result into change in control for unlisted body […]
Securities / Derivatives
SEBI Relaxes Valuation Rules For AT1 Bonds
By Ranamita Chakraborty | 29/03/2021
Under revised regulations, the deemed residual maturity of perpetual or AT1 bonds would remain 10 years until 31 March 2022.
Market Infrastructure
SEBI Issues Guidelines for MIIs on Handling Disruptions
By Sanday Chongo Kabange | 24/03/2021
The new guidelines follow last month’s trading halt at the NSE. The exchange has submitted a root cause analysis to SEBI.
Enforcement
RBI Fines SBI For Noncompliant Commission Payments
By Editors | 18/03/2021
State Bank of India violated rules prohibiting banks from paying remuneration in the form of commission or a share of profits.
AML / KYC
SEBI Rolls Out KYC Registry Extension to Legal Entities
By Editors | 13/03/2021
Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
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