INDIA

    Market Infrastructure

    HKMA Issues Guidelines on Penalties for OTC Rule Breaches

    By Samuel Riding | 03/10/2016

    Authority says it will not automatically link fines with profit gained, loss avoided from breaches.

    Market Infrastructure

    India Kicks off Commodity Options Regime

    By Samuel Riding | 29/09/2016

    Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.

    Market Infrastructure

    SEBI Details Commodity Exchange Investor Protection Rules

    By Samuel Riding | 28/09/2016

    All penalties levied by exchanges will enter investor protection fund.

    Market Infrastructure

    RBI Urges Formation of Spot Exchange Regulator

    By Samuel Riding | 27/09/2016

    SEBI does not regulate spot exchanges despite merger with Forward Markets Commission.

    Market Infrastructure

    SEBI to Boost Defence Against Cyber-Attacks

    By Samuel Riding | 26/09/2016

    Regulator to further tighten policy framework, appoint chief IT security officer.

    Market Infrastructure

    Indian Government Invites Applications to Chair SEBI

    By Samuel Riding | 21/09/2016

    Current chief UK Singha’s 1-year extension ends on 1 March next year.

    Market Infrastructure

    Digital Fund-raising Exchanges Illegal – SEBI

    By Samuel Riding | 15/09/2016

    Regulator warns investors about equity crowd-funding platforms emulating securities exchanges.

    Market Infrastructure

    RBI Sets up Working Group on Commodity Hedging Price Risk

    By Samuel Riding | 15/09/2016

    Group includes representatives from RBI, SEBI, commercial banks and corporate sector.

    Securities / Derivatives

    SEBI Said to Allow FPIs Direct Access to Capital Markets

    By Samuel Riding | 13/09/2016

    Move would boost foreign inflows, but domestic brokerages expected to lose revenue.

    AML / KYC

    RBI Asked to Establish Information-sharing Mechanism

    By Samuel Riding | 06/09/2016

    Special Investigation Team on ‘black money’ asks central bank to share information with law enforcement.

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