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Market Infrastructure
HKMA Issues Guidelines on Penalties for OTC Rule Breaches
By Samuel Riding | 03/10/2016
Authority says it will not automatically link fines with profit gained, loss avoided from breaches.
Market Infrastructure
India Kicks off Commodity Options Regime
By Samuel Riding | 29/09/2016
Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.
Market Infrastructure
SEBI Details Commodity Exchange Investor Protection Rules
By Samuel Riding | 28/09/2016
All penalties levied by exchanges will enter investor protection fund.
Market Infrastructure
RBI Urges Formation of Spot Exchange Regulator
By Samuel Riding | 27/09/2016
SEBI does not regulate spot exchanges despite merger with Forward Markets Commission.
Market Infrastructure
SEBI to Boost Defence Against Cyber-Attacks
By Samuel Riding | 26/09/2016
Regulator to further tighten policy framework, appoint chief IT security officer.
Market Infrastructure
Indian Government Invites Applications to Chair SEBI
By Samuel Riding | 21/09/2016
Current chief UK Singha’s 1-year extension ends on 1 March next year.
Market Infrastructure
Digital Fund-raising Exchanges Illegal – SEBI
By Samuel Riding | 15/09/2016
Regulator warns investors about equity crowd-funding platforms emulating securities exchanges.
Market Infrastructure
RBI Sets up Working Group on Commodity Hedging Price Risk
By Samuel Riding | 15/09/2016
Group includes representatives from RBI, SEBI, commercial banks and corporate sector.
Securities / Derivatives
SEBI Said to Allow FPIs Direct Access to Capital Markets
By Samuel Riding | 13/09/2016
Move would boost foreign inflows, but domestic brokerages expected to lose revenue.
AML / KYC
RBI Asked to Establish Information-sharing Mechanism
By Samuel Riding | 06/09/2016
Special Investigation Team on ‘black money’ asks central bank to share information with law enforcement.
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