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Securities / Derivatives
RBI Issues Draft Framework for Electronic Trading Platforms
By Ajoy K Das | 02/05/2024
ETPs operated from outside India by an operator incorporated outside India may seek authorisation to provide platform access to Indian residents.
Fintech / Regtech
RBI Removes Ban on Lending Products by Bajaj Finance
By Ajoy K Das | 02/05/2024
The RBI had directed Bajaj Finance, one of India’s largest consumer lenders, to stop disbursing loans under two lending products in November.
Crypto / Digital Assets
India Collaborates with US FBI on Crypto Scam Case
By Ajoy K Das | 01/05/2024
The joint operation uncovered a $360mn scam involving drug trafficking, crypto payments and the dark web.
RBI Directs Lenders to Repay Customers for “Excess” Interest
By Ajoy K Das | 01/05/2024
Lenders are directed to refund excess interest, review existing practices, and make system level changes to prevent unfair interest charges.
Securities / Derivatives
SEBI Enables AIFs to Better Support Infrastructure Projects
By Ajoy K Das | 01/05/2024
AIFs are now allowed to pledge equity shares of investee companies in the infrastructure sector to enable them to obtain project finance.
Securities / Derivatives
SEBI Approves Stricter Rules to Target Front-running in AMCs
By Ajoy K Das | 01/05/2024
AMCs must establish a “structured” institutional mechanism to identify and monitor for front running, insider trading, and misuse of sensitive information.
Enforcement
India: ICAI Passes Order Against EY Affiliates and Former Boss
By Ajoy K Das | 01/05/2024
EY’s India affiliates have been using global network branding and paying referral fees to global network firms, which is prohibited.
AML / KYC
India: AMFI in Talks with SEBI to Resolve Mutual Fund KYC Logjam
By Ajoy K Das | 01/05/2024
New KYC validation process is preventing mutual fund investors from undertaking new mutual fund transactions, including redemptions.
Fintech / Regtech
Thailand to Launch Cross-border QR Payment Link with India
By Nithya Subramanian | 30/04/2024
The payment link with India is expected to roll out in Q3. BOT is aiming to become a multinational payment network.
Securities / Derivatives
SEBI to Allow Lower Face Value of Privately-placed Debt Securities
By Manesh Samtani | 30/04/2024
The lower face value will be optional for issuers of privately-placed non-convertible debentures and non-convertible redeemable preference shares.
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