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AML / KYC
IFSCA Issues Regulatory Framework for “BATF Services” in GIFT City
By Ajoy K Das | 11/06/2024
The IFSCA has notified a regulatory framework for book-keeping, accounting, taxation and financial crime compliance services offered at GIFT City.

Securities / Derivatives
SEBI Proposes to Relax Mutual Fund Rules on Trading CDS
By Ajoy K Das | 11/06/2024
SEBI proposes to allow mutual funds to buy and sell credit default swaps up to 10 percent of their assets under management.

Securities / Derivatives
RBI Relaxes Rules on Investment in Overseas Funds
By Ajoy K Das | 11/06/2024
The amendments allow investment in funds whose managers are regulated, rather than the fund itself, such as in Singapore and the US.

Fintech / Regtech
India, Peru Sign Agreement to Develop Instant Payments
By Ajoy K Das | 10/06/2024
NPCI’s international arm signed an agreement with Peru’s central bank to develop a fast payment system similar to India’s UPI.

Securities / Derivatives
SEBI Issues Penalties Framework for MII Surveillance Lapses
By Ajoy K Das | 10/06/2024
SEBI will impose penalties for surveillance-related lapses based on annual turnover and the number of lapses during a financial year.

Fintech / Regtech
RBI to Set Up Digital Platform to Minimise Payment Fraud
By Ajoy K Das | 10/06/2024
The RBI said the platform will allow “network level intelligence and real-time data sharing across the digital payments’ ecosystem”.

Securities / Derivatives
SEBI Proposes Tighter Rules for Stock Derivatives
By Ajoy K Das | 08/06/2024
SEBI proposes to adjust the market parameters for eligibility to ensure that only high-quality stocks are eligible.

Securities / Derivatives
SEBI Mandates Direct Payout of Securities to Investor Accounts
By Ajoy K Das | 08/06/2024
SEBI said implementation standards will be formulated by 5 August, ahead of full implementation on 14 October.

Securities / Derivatives
SEBI Warning Letter to ICICI Bank Over Investor Outreach
By Ajoy K Das | 07/06/2024
ICICI Bank called shareholders of its securities unit seeking their votes to approve a delisting plan.

AML / KYC
SEBI Directs KRAs to Integrate with Central KYC Registry
By Ajoy K Das | 07/06/2024
KYC Registration Agencies will have to integrate their systems with the CKYCRR and start uploading data from 1 August.
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