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India
Market Infrastructure
SEBI Proposes Formation of New Agency to Validate Performance Claims
By Sanday Chongo Kabange | 04/09/2023
SEBI proposes to create a new independent body that would validate performance claims made by intermediaries such as fund managers and investment advisers.
Enforcement
OCCRP Report Deals Fresh Blow to India’s Adani Group
By Mark Johnston | 03/09/2023
The OCCRP says Adani Group breached India’s minimum public shareholding rules. SEBI is waiting for information from five foreign jurisdictions to confirm.
Fintech / Regtech
India, New Zealand Start Talks on UPI-based Payments Link
By Editors | 30/08/2023
NPCI and Payments NZ are in early discussions regarding the use of the UPI system to establish a cross-border payment link.
Market Infrastructure
SEBI Enhances Market Infrastructure Requirements on Cyber Security
By Mark Johnston | 30/08/2023
The requirements cover data backups, the ability to rebuild critical systems, ransomware attack drills, and cyber audits.
AML / KYC
Indian Banks Working on New Industry Platform to Combat Fraud – Report
By Editors | 30/08/2023
The platform will enable banks to share real-time information that can be used to stop digital fraud and trace the funds.
Market Infrastructure
SEBI Proposes to Increase Flexibility of New Social Stock Exchanges
By Editors | 30/08/2023
SEBI proposes to reduce the minimum issue size and the minimum application size to facilitate more fund-raising for NPOs.
Fintech / Regtech
Singapore, India Complete First Interoperable eBL Transaction
By Editors | 29/08/2023
Supported by Enterprise Singapore, DBS Bank completed the transaction in partnership with Maptrasco using IMDA’s TradeTrust framework.
Securities / Derivatives
SEBI to Require Intermediaries to Sever Ties with Unregistered ‘Finfluencers’
By Editors | 28/08/2023
SEBI-registered intermediaries and regulated entities would also be required to stop disbursing referral fees to unregistered entities such as “finfluencers”.
Securities / Derivatives
SEBI Tightens Disclosure Norms for FPIs with Concentrated Investments
By Editors | 28/08/2023
FPIs will have to disclose all their owners if they hold over 50% of their India AUM in a single corporate group.
SEBI Proposes New Fee Collection Mechanism for IAs, RAs
By Mark Johnston | 28/08/2023
The new mechanism aims to ensure that investors can only pay fees to investment advisors and research analysts that are registered.
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