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PEPs & Sanctions
Western Allies Issue Guidance on Russia-related Export Controls
By Mark Johnston | 01/10/2023
E5 countries issue a guidance document for industry and academia on exporting commercial goods that may be subject to Russia sanctions.

KYC & CDD
Open Ownership Integrates LEI Into Beneficial Ownership Datasets
By Editors | 01/10/2023
LEIs are now embedded into Open Ownership data records, which GLEIF says will allow easier identification of corporate beneficial owners and controllers.

Clearing & Post-Trade
ISDA Exploring Development of “Industry Notices Hub”
By Editors | 30/09/2023
The hub would help to address uncertainty over the delivery of critical notices between derivatives market counterparties.

Clearing & Post-Trade
ESMA Withdraws JSE Clear’s Recognition Decision
By Editors | 29/09/2023
JSE Clear will no longer be permitted to provide clearing services to clearing members or trading venues in the EU.

Cybersecurity
FIA Issues Recommendations for Strengthening Cyber Resilience
By Manesh Samtani | 29/09/2023
The recommendations were developed based on input from a taskforce formed by FIA in March, in response to a ransomware attack against ION Markets.

CBDCs
BIS Innovation Hub Concludes Project Mariana Trials
By Editors | 29/09/2023
The project explored the use of DeFi automated market makers for the cross-border exchange of CBDC in different currencies.

CBDCs
BIS Calls for Greater Efforts on Legal Frameworks to Support CBDC
By Editors | 29/09/2023
BIS general manager Agustín Carstens said it is “simply unacceptable” that unclear or outdated legal frameworks could hinder CBDC deployment.

Cryptocurrency
WFE Issues Recommendations for Regulating Crypto Trading Platforms
By Editors | 28/09/2023
The six key principles will safeguard markets and enable the crypto sector to grow, said Nandini Sukumar, CEO of the World Federation of Exchanges.

AI Risk & Governance
How Should Financial Institutions Govern AI Usage?
By Ranamita Chakraborty | 28/09/2023
Ying Yi Liew from Baker McKenzie Wong & Leow discusses AI governance considerations for financial institutions in Singapore at the recent TechLaw.Fest.

Sustainable Finance
ICMA Issues New KPI Guidance for Sustainability-Linked Bonds
By ESG Investor | 28/09/2023
The resource aims to help issuers demonstrate their sustainability commitments and enhance accountability, ultimately bolstering the credibility of the SLB market
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