INTERNATIONAL

Forex Allegations Reopen Door to HSBC Prosecution

By Peter Guy | 12/09/2016

Charges against traders and possibly the bank itself will create regulatory and compliance dilemmas.

G20: Reality Meets Regulation for Asian Infrastructure Investment Bank

By Peter Guy | 05/09/2016

Governance and operational transparency will challenge its prestige once operations begin.

Raghuram Rajan – An Untimely Departure

By Editors | 01/09/2016

Regulation Asia publishes excerpts from 2005 Jackson Hole speech as a tribute to departing RBI governor.

AML / KYC

Banks’ Exit from Emerging Markets Hurting AML, CTF Efforts – FSB

By Samuel Riding | 31/08/2016

Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.

IOSCO Issues CIS Fees Guidance

By Samuel Riding | 29/08/2016

Report suggests best practice based on review conducted in 2015.

Dodd-Frank: A Death Knell for Community Banking?

By Peter Guy | 29/08/2016

Asia’s local banks could yet feel the pinch amid outrage over denials of Dodd-Frank’s impact.

Capital / Liquidity

Margining Big Bang Starts With a Whimper

By Samuel Riding | 22/08/2016

EU, Australia, Japan and HK deferments could be followed by US and Japan; call variation margining plans into question.

Capital / Liquidity

Global Regulators Turn Focus to CCPs

By Samuel Riding | 19/08/2016

CPMI-IOSCO and FSB issue series of reports addressing the risks posed by central counterparties.

IFRS9 – An Elusive Measurement of Risk

By Peter Guy | 15/08/2016

Making the standard work alongside Basel is a challenge of bolting together financial reporting and practical risk measurement.