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KYC Takes on a Whole New Meaning
By Peter Guy | 06/06/2016
Know your customer used to be an important principle. Now you can go to jail for KYC shortcomings. The market reacts.
Exploring a Changing Global Forex Market
By Peter Guy | 31/05/2016
Bloomberg’s forex and commodity e-trading leader shares his thoughts on regulatory and technology trends.
1MDB, BSI and the Tectonic Shift in Swiss Banking
By Peter Guy | 30/05/2016
Beyond recent revelations, new regulations and prosecution powers will reshape an industry’s entire future.
Securities / Derivatives
CFTC Cracks Down on Swaps Offshoring
By Samuel Riding | 27/05/2016
Trades by US banks’ foreign units must adhere to US collateral requirements.
FATCA Still a Taxing Issue for Asian FIs
By Editors | 18/05/2016
Compliance still an issue for Asian financial institutions despite the milestones reached.
Market Infrastructure
Taiwan FSC Proposes Extensive Financial Markets Reform
By Samuel Riding | 18/05/2016
Regulator concludes investors face much higher costs and taxes than in rival markets.
Market Infrastructure
IFSB to Issue Islamic Finance Stress Testing Guidelines
By Samuel Riding | 17/05/2016
Islamic Financial Services Board to provide guidance for regulators and market participants.
Market Infrastructure
Alder Appointed Chair of IOSCO Board
By Samuel Riding | 13/05/2016
SFC’s chief executive replaces Greg Medcraft.
Market Infrastructure
IOSCO to Increase Enforcement Cooperation
By Samuel Riding | 12/05/2016
Regulators agree to exchange of ISP and telephone records, but not the content of communications.
Another Turn of the Screw for Banker Pay
By Peter Guy | 25/04/2016
Banking remuneration takes a turn for the worse as regulators decide to tie it to risk.
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