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Urgency Required to Enact Global Data Standards, says DTCC
By Editors | 30/07/2015
The Depository Trust & Clearing Corporation has urged legislative and industry action to address three key obstacles it has identified that are hindering achievement of the G20 transparency goals.
How the Fifa Case is Affecting AML and KYC Procedures
By Peter Guy | 28/07/2015
It is unusual that Fifa was able conduct business for so long despite sensational allegations by the media. Compliance teams need to rethink their standards.
Basel Committee, IOSCO Publish Final Criteria for Securitisation Structures
By Editors | 27/07/2015
The Basel Committee on Banking Supervision and the International Organization of Securities Commissions have issued final criteria for identifying simple, transparent and comparable securitisation structures.
Banking on Good Behaviour
By Peter Guy | 24/07/2015
Conduct risk is proving to be the most frustrating crusade for regulators to lead as no one really understands what it means.
FSB Approaches Regulation of Asset Managers Cautiously
By Editors | 19/07/2015
The Financial Stability Board has said it would focus on addressing risks to market liquidity posed by the activities of asset managers rather than on imposing capital and liquidity requirements on the institutions themselves.
Global Structural Reform Drives Significant Investment at Financial Institutions, says Accenture
By Editors | 17/07/2015
More than half of firms expect to spend more than US$200 million this year on overhaul projects to ensure compliance with global structural reform requirements, with nearly one-third expecting to spend more than US$500 million.
CPMI and IOSCO Begin First Level 3 PFMI Principles Assessment
By Editors | 13/07/2015
The start of the first Level 3 assessment of the implementation of the Principles for financial market infrastructures.
IOSCO Publishes Report on SME Financing Through Capital Markets
By Editors | 13/07/2015
The Board of the International Organization of Securities Commissions on July 9 published a report providing recommendations for regulators to facilitate capital raising by small and medium sized enterprises in emerging markets.
Barclays Fires CEO Antony Jenkins But Still Unable to Define Strategy
By Peter Guy | 09/07/2015
Board faces touch choices caught between demands of regulatory compliance and business performance.
Information Overload Threatens Effective Compliance
By Peter Guy | 09/07/2015
Revealing insights show how banks can’t rely on technology to prevent the next crisis.
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