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IOSCO Finalises CIS Custody Standards
By Samuel Riding | 10/11/2015
Report includes eight standards designed to protect assets of collective investment scheme investors.
FSB Issues TLAC Standards
By Samuel Riding | 10/11/2015
China’s G-SIBS have until 2025 to meet minimum TLAC of 16% of risk-weighted assets.
Spoofing Conviction Creates Uncertainty
By Peter Guy | 09/11/2015
Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.
Pakistan Issues Draft Short Sale Rules
By Samuel Riding | 09/11/2015
Securities and Exchange Commission proposes short sale limit at 40 percent of a security’s average daily turnover.
FSB to Establish Misconduct Risks Group
By Samuel Riding | 09/11/2015
Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.
Compliance Culture and Goldman’s Fine for Fed Leaks
By Peter Guy | 03/11/2015
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
Group of Exchanges Seeks Easing of Bank Capital Rules
By Samuel Riding | 30/10/2015
Letter signed by some of the world’s largest exchanges suggests rules could destabilise exchange-traded derivatives markets.
When Regulations and Technology Clash
By Peter Guy | 26/10/2015
The ill-conceived pursuit of technology innovations by wealth managers and over cautious regulations are causing more uncertainty among clients.
IFSB Issues Working Paper on Financial Consumer Protection in Islamic Finance
By Editors | 26/10/2015
Paper provides examples where regulators can deal with issue of consumer protection without need to take stance on Shari’ah matters.
Financial Innovation Shouldn’t Fall Victim to Regulators’ Regrets
By Peter Guy | 20/10/2015
Some regulators regret that no bankers were imprisoned for their role in the 2008 financial crisis. But, is this realistic?
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