JAPAN

    Securities / Derivatives

    Japan FSA Opens New Dedicated Office for Foreign Firms

    By Editors | 21/01/2021

    The new office will handle pre-application consultation, registration and supervision, with all communications available in English.

    Fintech / Regtech

    Asia Has an Opportunity to Demonstrate Global RegTech Leadership

    By Manesh Samtani | 18/01/2021

    Hong Kong, Singapore and Tokyo each have an opportunity to demonstrate global leadership in the regtech sector, according to a panel of experts hosted by the Asia Society’s Hong Kong Center.

    ESG / Sustainability

    JPX Issues New ESG Handbook to Listed Companies

    By Editors | 14/01/2021

    The handbook explains how to identify ESG issues that are relevant, how to connect the issues to a business strategy and how to best disclose achievements.

    Securities / Derivatives

    UPDATED – Tokyo Bourse Sets Launch Date for CONNEQTOR Platform

    By Editors | 14/01/2021

    The platform has been in development as part of efforts to improve the liquidity of ETFs and improve convenience for institutional investors.

    Capital / Liquidity

    BOJ Expands Merger Incentives to Include Community Lenders

    By Editors | 03/01/2021

    The BOJ will pay an additional 0.1% interest to smaller lenders that decide to merge, integrate their businesses, or meet overhead reduction targets.

    AML / KYC

    Japan Regulators Order Crypto Exchange to Improve AML Systems

    By Editors | 02/01/2021

    Avacus Co Ltd must build an AML/CTF risk management system that ensures transactions are confirmed and recorded at the time of transaction.

    Capital / Liquidity

    Japan FSA Issues Draft Policy for Basel III Implementation

    By Editors | 02/01/2021

    Japan will adopt the Basel III standards in consideration of the characteristics of domestic financial institutions, the FSA said.

    Securities / Derivatives

    Tokyo Bourse Reorganisation to Take Effect in April 2022

    By Editors | 31/12/2020

    Companies will be able to choose which section they want to be listed on between September and December 2021, and JPX will announce the results in January 2022.

    Japan FSA Establishes Expert Panel on Sustainable Finance

    By Editors | 31/12/2020

    The panel will discuss initiatives to help channel investment into Japanese companies that support efforts to achieve carbon neutrality by 2050.

    Securities / Derivatives

    HKEX Clears First Cross Currency Swaps for Japanese FIs

    By Editors | 29/12/2020

    Japan’s FSA granted HKEX’s OTC Clear a licence allowing it to offer clearing services to Japanese financial institutions in January 2020.

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