ADVERTISEMENT
AML / KYC
HK Regulatory, Compliance Demand Steady
By Samuel Riding | 01/03/2017
Morgan McKinley report says cybersecurity among the strongest areas of demand.
Market Infrastructure
Bursa Malaysia Revises Short-selling, Failed Trade Mechanisms
By Samuel Riding | 01/03/2017
Exchange says measures are designed to improve price discovery, mitigate costs.
ASEAN Members Agree Audit Improvements
By Samuel Riding | 23/02/2017
4 countries to seek to reduce number of listed company audits with inspection findings by 25%.
Malaysia to Host CTF Summit
By Samuel Riding | 21/02/2017
Malaysia will host the 3rd Counter-Terrorism Financing (CTF) Summit in November 2017. Previously, the CTF Summit was co-hosted and founded […]
Enforcement Roundup – Australia, Hong Kong and Malaysia
By Samuel Riding | 21/02/2017
Malaysia revokes licenses for manipulative trading activities; HK offender ordered to pay regulator’s costs.
Securities / Derivatives
Indonesia Exchange Seeks to Ward off ‘Marking the Close’
By Samuel Riding | 13/02/2017
IDX could follow Malaysia, Singapore, HK exchanges in opening up pre-closing trade to scrutiny.
Securities / Derivatives
Thai Stock Exchange Eyes Move to T+2
By Samuel Riding | 10/02/2017
Bond market, futures exchange already support T+2, T+1 settlement.
Capital / Liquidity
Slowed Loan Growth Positive for Malaysian Banks – Moody’s
By Samuel Riding | 08/02/2017
Ratings firm says reductions in household and unsecured personal loans, credit cards improve banks’ asset quality.
Malaysia Securities Regulator Appoints New Director of Audit Oversight
By Samuel Riding | 07/02/2017
Malaysia Securities Commission announced the appointment of Alex Ooi Thiam Poh as director of its AOB (Audit Oversight Board), with […]
Market Infrastructure
Indonesian State Lender to Set-up Malaysian Subsidiary
By Samuel Riding | 03/02/2017
Move aims to strengthen presence in neighboring country following BNM, OJK deal last year.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.