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Structural Regulation
BSP Considering License Applications of 6 Foreign Banks
By Samuel Riding | 02/03/2017
14 foreign institutions have set up operations in the country since liberalisation in 2014.
Market Risk
Japan FSA to Confirm VM Exemptions
By Samuel Riding | 01/03/2017
Banks will not have to post VM in transactions with jurisdictions which have no margin rules or have granted forbearance.
Cybersecurity
HK Regulatory, Compliance Demand Steady
By Samuel Riding | 01/03/2017
Morgan McKinley report says cybersecurity among the strongest areas of demand.
Trading & Investment
Bursa Malaysia Revises Short-selling, Failed Trade Mechanisms
By Samuel Riding | 01/03/2017
Exchange says measures are designed to improve price discovery, mitigate costs.
Structural Regulation
ASEAN Members Agree Audit Improvements
By Samuel Riding | 23/02/2017
4 countries to seek to reduce number of listed company audits with inspection findings by 25%.
Anti-Money Laundering
Malaysia to Host CTF Summit
By Samuel Riding | 21/02/2017
Malaysia will host the 3rd Counter-Terrorism Financing (CTF) Summit in November 2017. Previously, the CTF Summit was co-hosted and founded […]
Supervision & Enforcement
Enforcement Roundup – Australia, Hong Kong and Malaysia
By Samuel Riding | 21/02/2017
Malaysia revokes licenses for manipulative trading activities; HK offender ordered to pay regulator’s costs.
Market Abuse
Indonesia Exchange Seeks to Ward off ‘Marking the Close’
By Samuel Riding | 13/02/2017
IDX could follow Malaysia, Singapore, HK exchanges in opening up pre-closing trade to scrutiny.
Clearing & Post-Trade
Thai Stock Exchange Eyes Move to T+2
By Samuel Riding | 10/02/2017
Bond market, futures exchange already support T+2, T+1 settlement.
Credit Risk
Slowed Loan Growth Positive for Malaysian Banks – Moody’s
By Samuel Riding | 08/02/2017
Ratings firm says reductions in household and unsecured personal loans, credit cards improve banks’ asset quality.
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