United States

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    Market Infrastructure

    US Moving to T+1: What are the Critical Priorities for Japanese Investment Managers?

    By Yuichiro Araki | 16/11/2023

    Yuichiro Araki discusses operational considerations for Japanese investment managers preparing for an accelerated US settlement cycle.

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    Crypto / Digital Assets

    NYDFS Finalises Enhanced Requirements for Crypto Token Listings

    By Editors | 16/11/2023

    New guidance enhances the risk assessment standards in coin-listing policies and requires licensees to also develop coin-delisting policies.

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    Enforcement

    US, UK Tout “Enhanced Partnership” on Sanctions

    By Editors | 16/11/2023

    US and UK sanctions authorities have worked closely together over the past year as the UK continues to define its post-Brexit sanctions regime.

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    Press Release

    Regulation Asia Awards for Excellence 2023 – Results Announcement

    By Editors | 15/11/2023

    Regulation Asia held its sixth annual Awards ceremony on 14 November 2023. Here we explain our methodology and announce the winners for the year.

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    AML / KYC

    OFAC Issues Guidance on Humanitarian Aid to Palestinians

    By Editors | 15/11/2023

    OFAC says guidance is intended to help NGOs navigate US sanctions while providing aid to Palestinian people.

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    Enforcement

    OFAC Probes Shipping Companies as Russia Circumvents Oil Sanctions

    By Editors | 15/11/2023

    US Treasury sent letters to companies seeking information about 100 vessels, according to a Reuters report.

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    Sanctions

    US and UK Announce Sanctions on Hamas Leaders and Financiers

    By Editors | 15/11/2023

    Latest coordinated US and UK sanctions target Hamas leadership and financial channels in the Middle East.

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    Press Release

    Nasdaq Wins Best Solution Awards for Market and Trade Surveillance

    By Editors | 14/11/2023

    Nasdaq Market Surveillance was recognised for its real-time, cross-market, cross-asset surveillance technology, which is used by over 65 marketplaces and regulators globally

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    ESG / Sustainability

    Asia Wakes Up to Blue Finance Regulation

    By David Green | 14/11/2023

    Blue finance regulatory frameworks are starting to make ripples as the ocean cause expands its reach to Asia.

    Securities / Derivatives

    Japan FSA Grants QCCP Recognition to TAIFEX

    By Manesh Samtani | 13/11/2023

    The QCCP recognition will enable Japanese financial institutions to participate in central clearing of OTC derivatives in Taiwan.

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