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United States
Crypto / Digital Assets
US Lawmakers Propose Crypto Bill to Clarify SEC, CFTC Oversight Roles
By Mark Johnston | 06/06/2023
The bill would create a new category of regulated entities under the CFTC called digital commodity exchanges.
Market Infrastructure
Philippine SEC Approves Plans to Introduce Short Selling – Report
By Sanday Chongo Kabange | 06/06/2023
The SEC and PSE are reported to now be working out how to implement short selling this year, to boost domestic market liquidity.
Crypto / Digital Assets
US SEC Charges Binance for “Elaborate Scheme” to Evade Law
By Manesh Samtani | 06/06/2023
CEO Changpeng Zhao said the lawsuit was the latest example of “regulation by enforcement” and that the SEC seeks a “near eradication” of the crypto industry.
Market Infrastructure
Cboe Launches “First-of-its-kind” Global Listing Network
By Editors | 05/06/2023
Stocks that are “intralisted” on Cboe’s US and Canada exchanges will be available for trading in the Netherlands and the UK, with Australia to follow.
Securities / Derivatives
CFTC Proposes Rule Update to Account for Crypto and Cyber Risks
By Editors | 05/06/2023
The CFTC is considering requiring firms to update their risk management frameworks to account for related to crypto, AI, cyber, and climate.
Market Infrastructure
Regulators Urge Firms to Complete LIBOR Transition Efforts
By Manesh Samtani | 04/06/2023
At least $700bn worth of junk rated US corporate loans are still priced using USD LIBOR, according to estimates.
Enforcement
FINRA Fines Vanguard for Misleading Account Statements
By Mark Johnston | 02/06/2023
Vanguard had errors in about 8.5 million customer statements and failed to address customer reports of the errors in a timely manner.
Fintech / Regtech
EU, US Jointly Developing Voluntary Code of Conduct for AI
By Sanday Chongo Kabange | 02/06/2023
The first-of-its-kind voluntary code of conduct for AI could be drawn up within weeks, said EU official Margrethe Vestager.
Crypto / Digital Assets
Eurex Receives Approval to Offer Bitcoin Futures to US Investors
By Ranamita Chakraborty | 02/06/2023
US investors can now benefit from access to a wider range of participants and liquidity pools during Asian, European and US hours, Eurex says.
China to Issue New Rules for Debt Collectors in August
By Sanday Chongo Kabange | 01/06/2023
One of China’s biggest debt collection firms is considering ceasing operation due to tightening supervision of the industry.
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