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US Banks Pledge to Take Government’s Lead on Taiwan Issue
By Editors | 26/09/2022
JPMorgan Chase, Bank of America and Citigroup would exit China if so ordered by the US government in response to an attack on Taiwan.
ESG / Sustainability
NYC Comptroller Calls Out BlackRock on Climate
By ESG Investor | 26/09/2022
New York City Comptroller is calling for BlackRock to better align its investment activities with its climate commitments.
Enforcement
US SEC Fines Morgan Stanley Unit for Not Protecting Customer Data
By Manesh Samtani | 24/09/2022
A moving and storage company hired by Morgan Stanley’s wealth management division sold thousands of devices containing customer information to a third party.
Crypto / Digital Assets
US SEC Accounting Guidance Disrupts Banks Crypto Projects
By Mark Johnston | 24/09/2022
Accounting guidance issued in March has reportedly forced US listed banks that were building out crypto offerings to suspend their plans.
Big Picture
DTCC Warns of Risks from Quantum Computing Technology
By Editors | 23/09/2022
DTCC outlines steps firms should take to prepare for the emergence of new post-quantum cryptography standards. Final standards are scheduled for 2024.
Securities / Derivatives
Tokyo, New York Bourses to Promote Cross-border Investment
By Editors | 23/09/2022
The NYSE and TSE will collaborate on product development, marketing, information sharing, and the use of digital technologies in market operations.
Securities / Derivatives
Chinese Officials in Hong Kong to Assist With PCAOB Inspections
By Editors | 23/09/2022
PCAOB inspectors have been in Hong Kong this week to commence audit inspections of US-listed Chinese companies at PwC and KPMG’s offices.
Securities / Derivatives
More S&P 500 Firms Disclosing in Line with TCFD – CDP
By ESG Investor | 22/09/2022
Over half of S&P 500 firms assessed by CDP are 90-99% aligned with the TCFD key recommendations.
ESG / Sustainability
US Banks “Ignoring Climate Emergency” – Reclaim Finance
By ESG Investor | 22/09/2022
Reclaim Finance calls on US banks to “immediately complement their net zero pledges with real action and implement robust coal policies”.
Enforcement
New York AG Files Fraud Charges Against Trump & Family
By Editors | 22/09/2022
The lawsuit says Trump falsified his net worth to obtain more favourable loan terms, cheaper insurance coverage, and tax benefits.
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