United States

    Anti-Money Laundering

    China to Cap Overseas Cash Withdrawals to Curb Outflows

    By Editors | 01/10/2015

    China’s foreign exchange regulator will impose new caps on cash withdrawals from outside the country using UnionPay cards to help combat money laundering and curb capital outflows,

    Trading & Investment

    Regulatory Arbitrage: The Next Big Wave in China

    By Peter Guy | 28/09/2015

    The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.

    Trading & Investment

    Thailand Boosts Capital Market Access with Innovation

    By Editors | 28/09/2015

    SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.

    Clearing & Post-Trade

    S. Korea Signs MOU with CFTC on Cross-Border Clearing Supervision

    By Editors | 28/09/2015

    Enhances cooperation and information exchange in the supervision of clearing organisations that operate cross-border.

    Structural Regulation

    Thailand Consults on New Underwriting Rules

    By Editors | 26/09/2015

    Thailand’s Securities and Exchange Commission is seeking public comments on draft amendments to underwriting rules, which seek to promote flexibility and prevent conflicts of interest.

    Alternative Markets

    Thai Asset Managers to Offer Hedge Funds Next Year

    By Editors | 24/09/2015

    Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.

    Clearing & Post-Trade

    Japan Clearing Corp Seeks CFTC Clearing Exemption

    By Editors | 23/09/2015

    The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.

    Conduct, Culture & Accountability

    Regulatory Crackdown on Moody’s Discourages Tough Analysis on China Companies

    By Peter Guy | 21/09/2015

    Hong Kong’s securities regulator takes an ominous and non-transparent move that will affect how analysts scrutinise local and mainland enterprises.

    Market Data & Technology

    ISDA Launches New Initiative for Derivatives Product Identification Standard

    By Editors | 20/09/2015

    The International Swaps and Derivatives Association has launched a new industry data project aimed at developing an open-source global standard derivatives product identification system.

    Capital Adequacy

    Indonesia Eases Mark-to-Market Rules on Local Debt

    By Editors | 08/09/2015

    Indonesia’s Financial Services Authority has relaxed mark-to-market rules for debt securities held by insurance companies and pension funds in a bid to boost demand for local debt.

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