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Anti-Money Laundering
China to Cap Overseas Cash Withdrawals to Curb Outflows
By Editors | 01/10/2015
China’s foreign exchange regulator will impose new caps on cash withdrawals from outside the country using UnionPay cards to help combat money laundering and curb capital outflows,
Trading & Investment
Regulatory Arbitrage: The Next Big Wave in China
By Peter Guy | 28/09/2015
The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.
Trading & Investment
Thailand Boosts Capital Market Access with Innovation
By Editors | 28/09/2015
SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.
Clearing & Post-Trade
S. Korea Signs MOU with CFTC on Cross-Border Clearing Supervision
By Editors | 28/09/2015
Enhances cooperation and information exchange in the supervision of clearing organisations that operate cross-border.
Structural Regulation
Thailand Consults on New Underwriting Rules
By Editors | 26/09/2015
Thailand’s Securities and Exchange Commission is seeking public comments on draft amendments to underwriting rules, which seek to promote flexibility and prevent conflicts of interest.
Alternative Markets
Thai Asset Managers to Offer Hedge Funds Next Year
By Editors | 24/09/2015
Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.
Clearing & Post-Trade
Japan Clearing Corp Seeks CFTC Clearing Exemption
By Editors | 23/09/2015
The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.
Conduct, Culture & Accountability
Regulatory Crackdown on Moody’s Discourages Tough Analysis on China Companies
By Peter Guy | 21/09/2015
Hong Kong’s securities regulator takes an ominous and non-transparent move that will affect how analysts scrutinise local and mainland enterprises.
Market Data & Technology
ISDA Launches New Initiative for Derivatives Product Identification Standard
By Editors | 20/09/2015
The International Swaps and Derivatives Association has launched a new industry data project aimed at developing an open-source global standard derivatives product identification system.
Capital Adequacy
Indonesia Eases Mark-to-Market Rules on Local Debt
By Editors | 08/09/2015
Indonesia’s Financial Services Authority has relaxed mark-to-market rules for debt securities held by insurance companies and pension funds in a bid to boost demand for local debt.
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