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Structural Regulation
DTCC’s Legal Entity Identifier Service Gathers Momentum
By Editors | 16/02/2015
The Global Markets Entity Identifier utility of the Depository Trust & Clearing Corporation, offered in collaboration with SWIFT, has issued over 165,000 legal entity identifiers (LEIs) to entities from over 140 jurisdictions, representing about 50% of all issued LEIs.
Liquidity Risk
Managing Liquidity is Key to Risk Control
By Editors | 06/02/2015
Meeting cash and liquidity management standards in Basel III are driving the development of advanced systems.
Trading & Investment
Hong Kong Readies Direct Stock Link with Shenzhen
By Editors | 03/02/2015
Hong Kong’s top regulator said preparations are under way to connect the city’s stock exchange with Shenzhen’s stock market, similar to the cross-border stock trading scheme with Shanghai.
Structural Regulation
Thinking Alongside Jamie Dimon
By Peter Guy | 26/01/2015
What is good for JPMorgan is good for America?
Structural Regulation
US Approves SGX’s Board of Trade Registration
By Editors | 23/01/2015
The U.S. Commodity Futures Trading Commission (CFTC) has approved Singapore Exchanges’ (SGX) registration as a Foreign Board of Trade (FBOT), allowing US-based clients access to SGX’s derivatives trading platform.
Anti-Money Laundering
US Steps Up Probe in Asia amid Tax-Evasion Crackdown
By Editors | 05/01/2015
US authorities would increase their investigations of international tax evasion by US taxpayers in Hong Kong and the rest of Asia following the implementation of the Foreign Account Tax Compliance Act from July last year, lawyers say.
Market Abuse
‘Spoofing’: Don’t do the Crime If you Can’t Do The Time
By Peter Guy | 18/12/2014
US government tries to criminalise a high frequency trading tactic. Will computers be convicted?
Clearing & Post-Trade
Derivatives Reform Stirs Controversy
By Editors | 29/10/2014
ISDA 2014 Annual Asia Pacific Conference Part One: Revealing the reform process
Trading & Investment
ASEAN Launches Collective Investment Scheme
By Editors | 26/08/2014
Singapore-based fund managers can now offer their funds directly to investors in Malaysia and Thailand under a streamlined authorization process following the launch of the ASEAN Collective Investment Scheme (CIS).
Anti-Money Laundering
Standard Chartered Fined $300 Million by US Financial Watchdog
By Editors | 21/08/2014
Standard Chartered will pay $300m over lapses in anti-money-laundering procedures and temporarily suspend its dollar clearing operations with high-risk clients in Hong Kong, the New York State Department of Financial Services (DFS) said.
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