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Clearing & Post-Trade
SGX Proposes Remote Clearing Membership for US Swaps
By Editors | 28/10/2013
Singapore Exchange (SGX) is consulting the market on a new remote membership class, which will enable futures commission merchants registered […]
Fraud, Scams & Cybercrime
SEC Halts Worldwide Pyramid Scheme
By Editors | 21/10/2013
The Securities and Exchange Commission today announced charges and asset freezes against the operators and promoters of a worldwide pyramid […]
Clearing & Post-Trade
Australian Banks Begin Reporting OTC Derivatives
By Editors | 04/10/2013
The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]
Clearing & Post-Trade
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Fraud, Scams & Cybercrime
SEC Freezes Assets in Ponzi Scheme Targeting Investors in Japan
By Editors | 27/09/2013
The Securities and Exchange Commission today announced an emergency action to freeze the assets of a Las Vegas-based firm and […]
Market Abuse
Thailand Based Trader Pays $5.2M SEC Settlement
By Editors | 06/09/2013
The Securities and Exchange Commission today announced that a Bangkok-based trader whose U.S. brokerage account was frozen in an SEC […]
Market Abuse
SEC Issues Risk Alert on Options Trading
By Editors | 15/08/2013
The SEC has issued a Risk Alert to help market participants detect and prevent options trading that circumvents an SEC […]
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