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Japan to Implement Regulation on Financial Benchmarks
By Editors | 30/12/2013
The Tokyo Interbank Offered Rate (TIBOR) is likely to be the first benchmark to be regulated following recent study group […]
Securities / Derivatives
CFTC Approves Substituted Compliance for Asian Jurisdictions
By Editors | 27/12/2013
The Commodity Futures Trading Commission (CFTC) has approved substituted compliance for six jurisdictions including Australia, Hong Kong and Japan.
Trends in the Funding and Lending Behaviour of Australian Banks
By Editors | 23/12/2013
This paper describes the Australian banking system, highlighting ways in which it differs from other major banking systems. It draws […]
IOSCO Publishes Retail Structured Products Report
By Editors | 23/12/2013
The International Organization of Securities Commissions (IOSCO) today published their report on Regulation of Retail Structured Products. The report will act as a toolkit outlining regulatory options for international securities regulators when regulating retail structured products.
APRA Releases Framework for Domestic Systematically Important Banks
By Editors | 23/12/2013
The Australian Prudential Regulation Authority (APRA) has today released an information paper on its framework for dealing with domestic systemically important banks (D-SIBs) in Australia.
SFC Fines HSBC over Inaccurate Licence Application
By Editors | 20/12/2013
The Hong Kong securities regulator on Thursday fined an arm of HSBC $5M HKD (US$640,000) for providing inaccurate information during […]
APRA Releases Final Basel III Liquidity Reforms
By Editors | 20/12/2013
APRA releases final position on implementation of the main elements of the Basel III liquidity reforms for ADIs in Australia.
RBI Hones Rules to Hasten Remedy of India’s Bad Loans
By Editors | 19/12/2013
The Reserve Bank of India’s (RBI) recent discussion paper on the management of non-performing loans signals an intensification of regulatory […]
Bloomberg Launches Compliance Center
By Editors | 19/12/2013
With recent controversy surrounding group chat rooms used by financial firms including measures by Barclays, Citigroup and Royal Bank of […]
SFC Report Shows Trends in Risk & Risk Mitigation
By Editors | 19/12/2013
The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]
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