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Securities / Derivatives
HKEx and SGX Establish Framework for Cooperation on Regulatory Reforms
By Editors | 04/12/2013
HKEx and SGX have agreed to work closer on extraterritorial market infrastructure regulation impacting the Asian region.
NZ Introduce New Laws for Covered Bonds & Non-Bank Desposit Takers
By Editors | 04/12/2013
The New Zealand parliament has passed one law to strengthen the regulatory regime for non-bank deposit takers and another to […]
Securities / Derivatives
IOSCO Concerned Over Asian CPP Assessment
By Editors | 03/12/2013
“Imposing conditions and standards that are not relevant for non EU Central Counterparties (CCP) would give rise to severe problems” […]
CSRC to Remove Halt on IPOs
By Editors | 02/12/2013
The China Securities Regulatory Commission (CSRC) is set to reform the platform for Initial Public Offerings (IPO). The CSRC said […]
SEBI Consultation Paper on Regulation of Analysts
By Editors | 02/12/2013
The Securities and Exchange Board of India (SEBI) has issued a consultation paper to address a proposed regulation of research analysts.
Markit to Provide SFC Electronic Trading Rules Solution
By Editors | 29/11/2013
Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.
MAS Consultation Paper on Changes to Banking Act
By Editors | 29/11/2013
The Monetary Authority of Singapore (MAS) is proposing several changes to the Banking Act (BA) to strengthen its supervisory oversight […]
NZ Regulator Announces New CEO
By Editors | 28/11/2013
The New Zealand regulator, the Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 […]
Securities / Derivatives
EMIR Drives Legal Entity Identifiers Adoption in APAC
By Editors | 28/11/2013
The European Market Infrastructure Regulation (EMIR) has become the key driver this year for Asian regulators beginning to include pre-LEI codes in their reporting requirements
ASIC Pleased with Superannuation PDS Changes
By Editors | 27/11/2013
ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.
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