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Korea Bank Holding Companies’ Capital Ratios Update
By Editors | 09/09/2013
The consolidated BIS capital ratio and Tier 1 capital ratio of bank holding companies at the end of June were […]
Thailand Based Trader Pays $5.2M SEC Settlement
By Editors | 06/09/2013
The Securities and Exchange Commission today announced that a Bangkok-based trader whose U.S. brokerage account was frozen in an SEC […]
Securities / Derivatives
Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance
By Editors | 06/09/2013
Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]
Assessment of ASX Clearing and Settlement Facilities
By Editors | 05/09/2013
The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]
ESMA Advises Commission on Non-EU Derivatives Rules
By Editors | 03/09/2013
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the […]
Final Report Issued on Margin Requirements for Non-Centrally Cleared Derivatives
By Editors | 03/09/2013
The Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) released today the final framework for […]
APRA Releases Final Guidance on Managing Data Risk
By Editors | 02/09/2013
The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]
Securities / Derivatives
EMIR – Asian Countries Equivalence Reports
By Editors | 01/09/2013
ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]
ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives
By Editors | 30/08/2013
On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]
ASX Releases Consultation on Crossing Rules
By Editors | 30/08/2013
On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]
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