ADVERTISEMENT
ASIC makes rules on dark liquidity, high-frequency trading
By Editors | 12/08/2013
ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]
SFC issues guidelines on CPSS-IOSCO Principles for financial market infrastructures
By Editors | 09/08/2013
(Hong Kong) The Securities and Futures Commission (SFC) today issued a set of guidelines for recognized clearing houses concerning the […]
Many Hong Kong institutions not ready for FATCA
By Editors | 09/08/2013
Hong Kong’s banks should put to good use the recent decision by the U.S. Treasury to delay the implementation of the Foreign Account Tax Compliance Act (FATCA), said a local industry official.
Instinet Australia Pty Limited pays $130,000 infringement notice penalty
By Editors | 09/08/2013
Instinet Australia Pty Limited (Instinet) has paid a penalty of $130,000 to comply with an infringement notice given to it […]
Hong Kong companies urged to ensure Islamic bond compliance
By Editors | 09/08/2013
With Islamic finance finally taking root in Hong Kong, compliance and legal staff at the territory’s financial institutions offering sukuk, or Islamic bonds, must ensure that their structures conform to the law, said a local lawyer. Doing so was essential, he said, to obtaining preferential tax treatment.
Japan Agreement with Luxembourg on Audit Oversight
By Editors | 09/08/2013
The Financial Services Agency (FSA) and Certified Public Accountants and Auditing Oversight Board (CPAAOB) exchanged the Letter on cooperation in […]
New Zealand: Code of Conduct consultation underway
By Editors | 09/08/2013
The Code Committee for Financial Advisers is conducting its first review of the Code of Professional Conduct for Authorised Financial […]
US & Japanese Issue Statement on FATCA
By Editors | 09/08/2013
The US and Japanese authorities have issued a joint statement to facilitate the implementation of the Foreign Account Tax Compliance […]
Securities / Derivatives
Industry Speaks About Regulation in Asia
By Editors | 09/08/2013
Fidessa group plc (LSE: FDSA) has today announced the publication of its latest discussion paper, Harmony or Discord?, which looks […]
Korea Basel III Implementation Set to Being in December
By Editors | 31/07/2013
The Financial Services Commission and the Financial Supervisory Service jointly announced that the implementation of the Basel III capital framework […]
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team