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Opinions & Analysis
Fraud, Scams & Cybercrime
We Must Stop the Crime Before It Happens to Stem the Scam Epidemic
By Chris Sheehan | 07/08/2024
Our aim must be to stop the crime before it happens, not to simply find an answer once money has been lost, writes NAB’s Chris Sheehan.
Anti-Money Laundering
A Whole New World for the Financial Action Task Force?
By Fatima Alsancak | 29/07/2024
With the next round of country assessments starting, the new FATF President has a lot of work to do over the next two years.
Climate Risk
Adapt or Burn: Investing in Climate Adaptation
By Mary Leung | 28/07/2024
Mary Leung, Senior Advisor of Research and Advocacy for Asia-Pacific at the CFA Institute, makes the case for increased investment in climate adaptation.
Clearing & Post-Trade
Why UTIs are Critical for Accelerated Settlement
By Val Wotton | 18/07/2024
Firms should incorporate the UTI as a standard data point in post-trade processing workflows, says DTCC’s Val Wotton.
AI Risk & Governance
Navigating Hong Kong PCPD’s Model AI Framework
By Albert Yuen | 09/07/2024
Albert Yuen and Jasmine Yung at Linklaters discuss the Model AI Framework and its implications for the financial services sector.
Custody & Infrastructure
Australian Digital Assets Reform: An Acquired Taste or Unique Approach?
By Rahul Advani | 28/05/2024
Some questions remain with Canberra’s uniquely Australian approach to digital asset reform, says Rahul Advani.
Trade Based Money Laundering
A Radical Re-think on Combatting Trade Based Money Laundering
By Kelvin Toh | 24/05/2024
Kelvin Toh discusses the factors hindering current efforts to combat TBML, and what more can be done to combat this activity.
Clearing & Post-Trade
Last Stretch to T+1: Identifying Potential Bumps for Firms in Asia
By Nellie Dagdag | 30/04/2024
Nellie Dagdag says May 28th is not the end date for T+1 preparations; rather it is an awakening date for appreciation of the benefits of accelerated settlement.
Liquidity Risk
India: Small- and Mid-Cap Stocks Making Regulators Nervous
By Pankaj Sharma | 29/04/2024
Pankaj Sharma says SEBI’s approach to small- and mid-cap funds has been prudent, but that it should look to more closely align with international standards.
Anti-Money Laundering
Japan FSA Publishes Revised Version of AML/CFT FAQs
By Hiroshi Ozaki | 08/04/2024
The revisions were made to improve the sophistication of the risk-based approach and reduce prescriptive requirements.
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