FINANCIAL SERVICES AGENCY

    AML / KYC

    Japan to Tighten Russia Sanctions, G7 Rejects Ruble Option

    By Manesh Samtani | 30/03/2022

    Japan to impose new requirements on crypto exchanges. G7 rejects Russian demand for gas payments in rubles. US to help EU reduce dependence on Russian energy.

    Enforcement

    Tokyo Prosecutors Indict SMBC Nikko Securities, Five Others

    By Editors | 24/03/2022

    Prosecutors have filed charges against SMBC Nikko Securities and five others. The head of the firm’s equity division was also arrested.

    Fintech / Regtech

    Japan FSA Progresses Work on AI-based Translation System

    By Editors | 19/03/2022

    Translated financial documents were used as training data for the AI system, helping to improve the efficiency and accuracy of translations between Japanese and English.

    AML / KYC

    Japan Crypto Exchanges Ordered to Comply with Sanctions

    By Editors | 17/03/2022

    Fines up to JPY 1 million and up to three years’ imprisonment are specified for non-compliance with sanctions by crypto exchange platforms.

    Capital / Liquidity

    Japan to Further Delay Implementation of Basel III – Report

    By Editors | 17/03/2022

    Basel III implementation will be delayed until March 2024, due to the pandemic and the financial market turmoil caused by Russia’s invasion of Ukraine.

    Securities / Derivatives

    Japan FSA to Compel Listed Firms to Disclose Gender Ratios

    By Sanday Chongo Kabange | 15/03/2022

    An FSA task force is discussing new rules that would require listed companies to disclose their ratios of women in managerial positions.

    Fintech / Regtech

    Japan Crypto Industry Set to Adopt Travel Rule

    By Editors | 13/03/2022

    The travel rule will increase transparency on the individuals and entities crypto exchanges deal with, as the government seeks to prevent sanctions evasion.

    AML / KYC

    Japan to Freeze More Russian Assets, Block More Exports

    By Editors | 08/03/2022

    Japan has added 32 Russian and Belarusian officials and oligarchs to its sanctions list and will freeze the assets of an additional four banks.

    Market Infrastructure

    Japan FSA to Inspect FIs for Cybersecurity Effectiveness

    By Editors | 22/02/2022

    The FSA will carry out inspections to verify the effectiveness of cyber security systems at FIs. Common issues and good practices identified will be shared with the industry.

    Enforcement

    FSA Issues Business Improvement Order to Mizuho, Again

    By Editors | 18/02/2022

    The business improvement order requires Mizuho and its parent to report to the FSA about the cause of another system failure which halted ATM operations on 11 February.

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