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Securities / Derivatives
HKMA, SFC Planning Sept 2025 Rollout of New Derivatives Reporting Regime
By Manesh Samtani | 25/03/2024
HKMA and SFC propose to adopt a ‘big bang’ approach to implementation, rolling out the UTI, UPI, CDE and ISO 20022 requirements on 29 September 2025.

Securities / Derivatives
Taiwan FSC Conducting Inspections at ETF Issuers – Report
By Editors | 18/03/2024
One of the areas the FSC is scrutinising is the use of online influencers by fund houses to promote their products.

Securities / Derivatives
Taiwan FSC to Enhance Regulatory System for ETFs
By Editors | 03/03/2024
The FSC will draw from the set of good practices published by IOSCO in May 2023 to improve its regulatory system for ETFs.

Capital / Liquidity
More Progress Needed to Address MMF Vulnerabilities: FSB
By Manesh Samtani | 28/02/2024
Since 2021, only China has improved the ability of MMFs to absorb losses, and only India can impose the use of swing pricing.

ESG / Sustainability
ISSB Works to Finalise Jurisdictional Adoption Guide
By ESG Investor | 25/02/2024
The ISSB’s Inaugural Jurisdictional Guide should be finalised by mid-year, with the core objective of reducing fragmentation.

Market Infrastructure
CPMI, IOSCO Propose “Effective” VM Practices for Cleared Markets
By Editors | 15/02/2024
The consultative report describes eight examples of effective practices for CCPs and their clearing members regarding variation margin processes and transparency.

Capital / Liquidity
APAC Regulators to Prioritise Resilience in 2024: Report
By Ranamita Chakraborty | 14/02/2024
Deloitte Regulatory Outlook says financial firms should be proactive in assessing capital adequacy and liquidity.

ESG / Sustainability
IESBA Proposes Ethics Standards to Improve Sustainability Reporting
By Ranamita Chakraborty | 31/01/2024
The global standard-setting board conducted extensive outreach, including roundtables in Singapore and Sydney last year, for the development of new standards.

Securities / Derivatives
IOSCO Seeks Feedback on Post Trade Risk Reduction Services
By Manesh Samtani | 28/01/2024
IOSCO believes portfolio compression and counterparty risk optimisation services deserve attention from regulators globally.

ESG / Sustainability
Hong Kong SFC Outlines Strategic Priorities for 2024-2026
By Sanday Chongo Kabange | 24/01/2024
The SFC will explore potential connect initiatives with other markets, embrace tokenisation of traditional products, and introduce AI in its workflows.
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