International Organization of Securities Commissions

    Market Infrastructure

    Don’t Overlook the Value of LEI

    By Joseph Capablanca | 28/10/2022

    DTCC’s Joseph Capablanca discusses the importance of the LEI for improving transparency, cutting costs, and reducing operational risk in the global financial industry.

    Market Infrastructure

    IOSCO, IVSC to Work on Improving Global Valuation Practices

    By Editors | 21/10/2022

    IOSCO and IVSC will study international valuation approaches and ways to improve the quality of financial information available to investors.

    Market Infrastructure

    IOSCO Appoints New Chair, Two Vice Chairs to Board

    By Editors | 20/10/2022

    IOSCO’s new chair is Jean-Paul Servais, chairman of Belgium’s FSMA. The two new vice chairs are the FSA’s Ariizumi Shigeru and the CFTC’s Rostin Behnam.

    Securities / Derivatives

    Malaysia SC Signs Regional MMoU on Supervisory Cooperation

    By Editors | 19/10/2022

    Malaysia’s SC now has a cooperative arrangement on supervisory matters with regional counterparts in Australia, Hong Kong, Japan, Singapore and Thailand.

    Fintech / Regtech

    IOSCO Offers Guidance on Curbing Online Misconduct

    By Editors | 13/10/2022

    IOSCO’s new report offers recommendations to address risks from online marketing and distribution of financial products targeting retail investors.

    ESG / Sustainability

    ISSB on Track to Finalise Standards in Q1 2023

    By ESG Investor | 12/10/2022

    The ISSB is listening to asset owner feedback on draft sustainability disclosure standards, according to Katie Schmitz Eulitt.

    Market Infrastructure

    EMIR Refit Technical Standards Published in Official Journal

    By Editors | 12/10/2022

    Under the standards, reporting of the CDE, LEIs, ISINs, UTIs and UPIs to trade repositories are mandated, in XML format using ISO 20022.

    ESG / Sustainability

    ISSB Adoption in Hong Kong Will Have Global Significance: SFC

    By Manesh Samtani | 06/10/2022

    The SFC is working with HKEX to develop a regulatory framework for listed company climate-related disclosures “based on the ISSB standards”.

    ESG / Sustainability

    UK FCA Warns on Green Fund Label Abuse

    By ESG Investor | 05/10/2022

    FCA Director of ESG Sacha Sadan underlines need for market confidence, highlights importance of investor engagement.

    Fintech / Regtech

    ISDA Nears Completion of Work to Digitise CFTC Reporting Rules

    By Editors | 04/10/2022

    ISDA working groups are transforming CFTC swap data reporting rules into machine-executable code ahead of implementation on 5 December.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team