International Organization of Securities Commissions

    Sustainable Finance

    Fireside Chat: Regulating Carbon Markets

    By Editors | 02/11/2022

    IOSCO’s Nathanail described the challenges across different jurisdictions in building functional, efficient and standardised carbon markets. She also discussed the incentives for jurisdictions to sell offset units to other countries, regulatory arbitrage issues, and the interplay between ETS schemes, VCMs, and carbon tax regimes.

    ESG Data

    Panel 2: Regulation & Standardisation: A Global Push towards Transparent ESG Data and Ratings

    By Editors | 31/10/2022

    To increase oversight and accountability, regulatory bodies such as IOSCO and the FCA have proposed the standardisation of ESG data and ratings. With good governance, rules and regulations to decrease operational risk, this panel explores how new standards can impact banks and FIs in their ESG data analysis and reporting.

    Clearing & Post-Trade

    Don’t Overlook the Value of LEI

    By Joseph Capablanca | 28/10/2022

    DTCC’s Joseph Capablanca discusses the importance of the LEI for improving transparency, cutting costs, and reducing operational risk in the global financial industry.

    Structural Regulation

    IOSCO, IVSC to Work on Improving Global Valuation Practices

    By Editors | 21/10/2022

    IOSCO and IVSC will study international valuation approaches and ways to improve the quality of financial information available to investors.

    Structural Regulation

    IOSCO Appoints New Chair, Two Vice Chairs to Board

    By Editors | 20/10/2022

    IOSCO’s new chair is Jean-Paul Servais, chairman of Belgium’s FSMA. The two new vice chairs are the FSA’s Ariizumi Shigeru and the CFTC’s Rostin Behnam.

    Supervision & Enforcement

    Malaysia SC Signs Regional MMoU on Supervisory Cooperation

    By Editors | 19/10/2022

    Malaysia’s SC now has a cooperative arrangement on supervisory matters with regional counterparts in Australia, Hong Kong, Japan, Singapore and Thailand.

    Conduct, Culture & Accountability

    IOSCO Offers Guidance on Curbing Online Misconduct

    By Editors | 13/10/2022

    IOSCO’s new report offers recommendations to address risks from online marketing and distribution of financial products targeting retail investors.

    Reporting & Disclosures

    ISSB on Track to Finalise Standards in Q1 2023

    By ESG Investor | 12/10/2022

    The ISSB is listening to asset owner feedback on draft sustainability disclosure standards, according to Katie Schmitz Eulitt.

    Structural Regulation

    EMIR Refit Technical Standards Published in Official Journal

    By Editors | 12/10/2022

    Under the standards, reporting of the CDE, LEIs, ISINs, UTIs and UPIs to trade repositories are mandated, in XML format using ISO 20022.

    Reporting & Disclosures

    ISSB Adoption in Hong Kong Will Have Global Significance: SFC

    By Manesh Samtani | 06/10/2022

    The SFC is working with HKEX to develop a regulatory framework for listed company climate-related disclosures “based on the ISSB standards”.

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