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Securities / Derivatives
Thai Mutual Funds to Gain Greater Flexibility to Invest in Foreign Funds
By Editors | 07/05/2025
The SEC is proposing to allow Thai mutual funds to invest in alternative CIS structures such as commodity-based trusts

Market Infrastructure
NZX Consults on BCP, Disaster Recovery Plan Requirements
By Sanday Chongo Kabange | 30/04/2025
NXZ and NZX Clearing are consulting on requirements for market participants when developing BCPs and disaster recovery arrangements.

Capital / Liquidity
MAS Considering Review of Liquidity Risk Framework for Asset Managers
By Nithya Subramanian | 24/04/2025
MAS will study the need to review the current liquidity risk management framework and engage with the industry when ready.

Crypto / Digital Assets
Philippine SEC Launches New Regulatory Sandbox for Crypto
By Sanday Chongo Kabange | 15/04/2025
The SEC is inviting firms to apply to participate in testing products and services in a new crypto regulatory sandbox.

Securities / Derivatives
IOSCO Issues Standards Implementation Monitoring Report
By Editors | 03/04/2025
IOSCO assessed the implementation of standards for addressing systemic risk and reviewing the perimeter of regulation regularly

Capital / Liquidity
Initial Margin Rules for OTC Derivatives Take Effect in India
By Manesh Samtani | 02/04/2025
The IM and VM rules were initially meant to come into force at the same time, but implementation of the IM rules was deferred last November.

Fintech / Regtech
IOSCO Launches New Portal to Combat Investment Fraud
By Mark Johnston | 24/03/2025
I-SCAN aggregates alerts from over 150 financial regulators worldwide, allowing investors to check whether a company or investment has been flagged as unlicensed or fraudulent.

Crypto / Digital Assets
IOSCO Unveils Work Programme, Key Priorities for 2025
By Nithya Subramanian | 17/03/2025
IOSCO initiatives include measures to address risks in digital trading, curb online financial fraud finance, and continue research on AI.

Securities / Derivatives
IOSCO Publishes New Consultation Report on Artificial Intelligence
By Thisanka Siripala | 13/03/2025
The report identifies five key findings following engagement with IOSCO members and stakeholders and invites further feedback.

Fintech / Regtech
IOSCO Proposes Recommendations to Address “Neo-broker” Risks
By Manesh Samtani | 13/03/2025
The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.
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