International Organization of Securities Commissions

    Cryptocurrency

    IOSCO Outlines Planned Work to Address Crypto Market Risks

    By Editors | 07/07/2022

    The roadmap will initially focus IOSCO’s Fintech Taskforce on work to analyse and respond to market integrity and investor protection concerns.

    Data Privacy

    Impacts of New PCPD Guidance on Cross-border Data Transfers

    By Albert Yuen | 27/06/2022

    FIs in Hong Kong should review whether their commercial agreements contain requirements equivalent to the recommended model contractual clauses, say Albert Yuen and Eunice Lee.

    Clearing & Post-Trade

    Japan to Finalise New Derivatives Reporting Regime Soon

    By Manesh Samtani | 17/06/2022

    The new regime will increase the reportable data elements, the number of reporting entities, and make event-based reporting to a trade repository mandatory.

    Trading & Investment

    Contracts for Difference: Playing with Fire

    By Emma Parry | 13/06/2022

    Increased regulatory scrutiny of CFDs highlights the need for a renewed focus on financial literacy and investor education, says Emma Parry.

    Structural Regulation

    Canadian Regulators Propose Revised Derivatives Reporting Rules

    By Manesh Samtani | 13/06/2022

    The CSA says the proposed rules will enable market participants to harmonise their reporting systems across multiple global regulators.

    Anti-Money Laundering

    DOJ Calls for Stronger International Cooperation on Crypto Crime

    By Editors | 08/06/2022

    The paper says the US should help foreign nations develop the tools, technical expertise, and infrastructure necessary to conduct complex crypto-related investigations.

    Climate Risk

    Squelching Dissent Could Harm Credibility of ESG Policy

    By Peter Guy | 08/06/2022

    The climate action message has become strident, repetitious, and mired in intolerance, putting at risk the still-fragile credibility the movement has built thus far.

    ESG Data

    ESG Ratings Diverge Substantially, with Real-Economy Impact

    By ESG Investor | 04/06/2022

    Analysis across KLD, Sustainalytics, Moody’s ESG, S&P Global, Refinitiv and MSCI finds significant differences in how indicators are measured.

    Reporting & Disclosures

    ASX to Scrutinise ETF Labels to Tackle Greenwashing – Report

    By Sanday Chongo Kabange | 30/05/2022

    ASX will scrutinise listed instruments to ensure they are “true to label” and only list new funds that comply with ASIC’s naming requirements.

    Structural Regulation

    Japan FSA Proposes Revisions to Derivatives Reporting Rules

    By Manesh Samtani | 19/05/2022

    The FSA is looking to implement the data requirements specified by CPMI-IOSCO’s CDE Technical Guidance “as much as possible”.

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