International Organization of Securities Commissions

    Climate Risk

    HK to Enhance Mainland Connection via Stock Connect, Carbon Market

    By Sanday Chongo Kabange | 15/12/2021

    The SFC is seeking to align Hong Kong’s trading days with the mainland, add more securities to Stock Connect, and establish a cross-border carbon market.

    Cloud & Infrastructure

    IOSCO Offers Guidance on Developing Innovation Facilitators

    By Editors | 07/12/2021

    IOSCO sets out key considerations for regulators who are looking to establish innovation hubs, regulatory sandboxes, and regulatory accelerators.

    Reporting & Disclosures

    Hong Kong SFC Targets Adoption of Global ESG Standards

    By Manesh Samtani | 01/12/2021

    Chairman Tim Lui says the SFC is currently evaluating ESG disclosures “much more closely” and looking for more ways to reduce opportunities for greenwashing.

    Clearing & Post-Trade

    CPMI, IOSCO Consider Client Clearing Access Models

    By Editors | 29/11/2021

    Improving access to client clearing is “critical” to ensuring all standardised OTC derivatives contracts are cleared through CCPs.

    ESG Data

    IOSCO Issues Final Report on Regulating ESG Ratings & Data

    By Editors | 23/11/2021

    Regulators should promote more transparency regarding the methodologies that ESG ratings and data product providers use, IOSCO says.

    Structural Regulation

    FSB Calls for Urgent Action Complete LIBOR Transition Steps

    By Manesh Samtani | 23/11/2021

    The FSB says transition should be “primarily to overnight RFRs” and that it is closely watching market developments regarding credit-sensitive rates.

    Trading & Investment

    IOSCO to Update Regulatory Principles for Commodity Derivatives

    By Editors | 16/11/2021

    IOSCO says market authorities should establish a code of conduct for data providers, have a process to respond to unexpected disruptions, and analyse HFT and algo trading impacts.

    Reporting & Disclosures

    ISSB Offers “Baseline” for Global Sustainability Reporting

    By ESG Investor | 04/11/2021

    The IFRS Foundation has officially launched its International Sustainability Standards Board and plans to issue a new climate disclosure standard next year.

    Sustainable Finance

    Regtech Can Boost Development of Green Finance Markets – Report

    By Editors | 03/11/2021

    Regulatory challenges are hindering widespread acceptance of green finance products, says a new paper from FTAHK and LITE Lab@HKU.

    Reporting & Disclosures

    IOSCO Finalises Guidance on Preventing Greenwashing in Funds

    By Editors | 03/11/2021

    IOSCO provides five recommendations for regulators to consider as they develop sustainability-related rules and regulations for asset managers.

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