INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS

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    Securities / Derivatives

    IOSCO Proposes Measures to Tackle Pre-Hedging Risks

    By Manesh Samtani | 23/11/2024

    IOSCO proposes recommendations to guide regulators in determining acceptable pre-hedging practices and managing the associated conduct risks effectively.

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    ESG / Sustainability

    UK Proposes Principles for High-integrity Carbon, Nature Markets

    By ESG Investor | 21/11/2024

    The principles aim to guide responsible participation in voluntary markets for buying and selling carbon and nature credits.

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    Securities / Derivatives

    IOSCO Unveils Roadmap to Enhance Retail Investor Online Safety

    By Mark Johnston | 20/11/2024

    IOSCO released three consultation reports as part of the first wave of the roadmap to retail investor online safety.

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    ESG / Sustainability

    UK Publishes Draft Legislation to Regulate ESG Ratings Providers

    By Nithya Subramanian | 19/11/2024

    The regime will apply to UK-produced ESG ratings and overseas ratings made available to UK users through business relationships.

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    ESG / Sustainability

    IOSCO Issues Final Report on Voluntary Carbon Markets

    By Thisanka Siripala | 18/11/2024

    The report outlines a set of 21 Good Practices aimed at ensuring financial integrity in Voluntary Carbon Markets.

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    ESG / Sustainability

    IOSCO Publishes Report on Transition Plans Disclosures

    By ESG Investor | 15/11/2024

    The report explores how transition plan disclosures can support investor protection and market integrity, and identifies actions for securities regulators.

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    ESG / Sustainability

    IAASB Releases Final Sustainability Assurance Standard, ISSA 5000

    By Manesh Samtani | 14/11/2024

    IOSCO declared its support for ISSA 5000. IAASB Chair Tom Seidenstein called on policymakers and practitioners to start adopting the standard.

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    Securities / Derivatives

    IOSCO Updates Fund Liquidity Risk Management Recommendations

    By Manesh Samtani | 12/11/2024

    The proposed updates emphasise the need for open-ended funds to implement anti-dilution and quantity-based liquidity management tools in both normal and stressed market conditions.

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    Market Infrastructure

    HKMA, SFC Finalise Details for New Derivatives Reporting Regime

    By Manesh Samtani | 29/09/2024

    The UTI, UPI, CDE, LEI and ISO 20022 will be required under Hong Kong’s OTC derivatives reporting regime from 29 September 2025.

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    Securities / Derivatives

    Thai SEC Issues Market Entry Guidelines for Foreign Firms

    By Editors | 23/09/2024

    The SEC said it will fast-track the licence approval process to better facilitate the entry of qualified foreign businesses into the Thai market.

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