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Trading & Investment
IOSCO Proposes Recommendations to Address “Neo-broker” Risks
By Manesh Samtani | 13/03/2025
The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

Structural Regulation
Vietnam Securities Commission Signs Information-Sharing MoU
By Nithya Subramanian | 25/02/2025
The SSC signed the IOSCO APRC Multilateral Memorandum of Understanding for Supervisory Cooperation (SMMoU).

Trading & Investment
IOSCO Identifies Gaps in Market Surveillance Amid Technology Challenges
By Mark Johnston | 20/02/2025
IOSCO’s recent review shows progress by market authorities in tackling technological challenges, but some gaps remain.

Reporting & Disclosures
IAASB, IESBA Launch Sustainability Assurance & Ethics Standards
By ESG Investor | 30/01/2025
The standards aim to ensure qualified practitioners can consistently perform high-quality assurance engagements on sustainability information

Emerging Prudential Risks
G20 Reforms Have Strengthened Securitisation Markets: FSB Report
By Nithya Subramanian | 23/01/2025
The FSB says the complex structures that contributed to the GFC have “largely diminished”, resulting in a more transparent market.

Reporting & Disclosures
PIOB Certifies IESBA’s Global Ethics Sustainability Standards
By Manesh Samtani | 22/01/2025
IESBA’s ethics standards for sustainability reporting will be launched in conjunction with IAASB’s sustainability assurance standard on 27 January

Climate Risk
FSB Publishes Toolkit for Assessing Climate-related Vulnerabilities
By Manesh Samtani | 17/01/2025
The toolkit comprises three categories of metrics to monitor climate-related vulnerabilities from a forward-looking perspective.

Clearing & Post-Trade
Standard-setters Issue Final Recommendations on Margining Practices
By Manesh Samtani | 17/01/2025
BCBS, CPMI and IOSCO published three final reports aimed at improving transparency, streamlining margin processes, and increasing the predictability of margin requirements

Credit Risk
China NFRA Issues Margin Rules for OTC Derivatives Transactions
By Manesh Samtani | 09/01/2025
VM requirements will commence on 1 September 2026. IM requirements will be implemented in three phases, starting with the largest institutions.

Cryptocurrency
Philippine SEC Proposes New Regulatory Framework for Crypto
By Manesh Samtani | 02/01/2025
The rules cover capital requirements, consumer protection, disclosures and marketing, AML compliance, market abuse, and cybersecurity.
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