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Market Infrastructure
MAS Proposes Short-selling Disclosure Rules
By Samuel Riding | 16/12/2016
Some trades to be reported to exchange, others to the regulator itself.
MAS Bids to Raise Adviser Standards
By Samuel Riding | 14/12/2016
Proposals include ethics and skills components, more customised examination models.
20 ‘HK DBS Staff’ Arrested in Data Leak Investigation
By Samuel Riding | 12/12/2016
Staff alleged to have bribed managers to obtain customer data and sell high-interest loans.
Capital / Liquidity
Top Marks for Indonesia, Japan, Singapore in BCBS Assessments
By Samuel Riding | 12/12/2016
Reviews find three jurisdictions ‘compliant’ on LCR; Indonesia ‘largely compliant’ on risk-based capital.
Securities / Derivatives
AML & Open Data: The End of Privacy?
By Editors | 08/12/2016
Why regulation alone will not address risks arising from technological advances.
Securities / Derivatives
APRA, HKMA Confirm Variation Margining Implementation
By Samuel Riding | 07/12/2016
Implementation on margining and risk mitigation requirements to begin as set out under Basel III in both jurisdictions.
Market Infrastructure
MAS Amends OTC Margining Proposals
By Samuel Riding | 06/12/2016
Regulator adjusts margin settlement timeframe, asset requirements in response to feedback.
Regulation: Now Up Close and Personal
By Peter Guy | 05/12/2016
HK’s proposal to expand liabilities to support staff will only sow division.
Market Infrastructure
MAS to Set Up APAC Cyber-defense Centre
By Samuel Riding | 02/12/2016
Joint initiative with US-based Financial Services Information Sharing and Analysis Center.
Uncategorised
Regtech in Asia – Regulators Playing Catch-up
By Samuel Riding | 29/11/2016
Regulators appear to be lagging behind market infrastructure and institutions in using technology.
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