Nasdaq

Press Release

Regulation Asia Awards for Excellence 2023 – Results Announcement

By Editors | 15/11/2023

Regulation Asia held its sixth annual Awards ceremony on 14 November 2023. Here we explain our methodology and announce the winners for the year.

Press Release

Nasdaq Wins Best Solution Awards for Market and Trade Surveillance

By Editors | 14/11/2023

Nasdaq Market Surveillance was recognised for its real-time, cross-market, cross-asset surveillance technology, which is used by over 65 marketplaces and regulators globally

Market Infrastructure

How Markets in Southeast Asia Can Attract Liquidity

By Roland Chai | 29/10/2023

Roland Chai outlines four significant steps market infrastructures in Southeast Asia can take to attract liquidity.

Enforcement

Korean Investors Warned About Illegal Overseas Trading

By Editors | 09/10/2023

The FSC and FSS say there has been a recent increase in the number of foreign investigations involving Korean investors.

Securities / Derivatives

HKEX Allows Saudi Companies to Apply for Secondary Listings in Hong Kong

By Editors | 29/09/2023

Companies with a primary listing on the Saudi Exchange’s Main Market can apply for a secondary listing in Hong Kong.

Fintech / Regtech

US SEC Grants Nasdaq Approval to Launch AI-Powered Order Type

By Sanday Chongo Kabange | 14/09/2023

The order type enhances liquidity, execution quality improvement outcomes, and fill rates by adjusting dynamically to real-time market conditions.

Market Infrastructure

DTCC Kicks Off T+1 Settlement Testing Programme

By Editors | 15/08/2023

The testing programme was designed to support full end-to-end testing of the various processes impacted by the T+1 functional changes.

Securities / Derivatives

Chinese Firm Set to Stage First US IPO Under New CSRC Rules

By Editors | 31/07/2023

Chinese-based Majestic Ideal Holdings is inching towards becoming the first company to IPO in the US under newly-implemented rules for overseas listings.

AML / KYC

ESMA Withdraws Recognition Decisions for UAE CCPs

By Editors | 26/07/2023

The recognition decisions were withdrawn due to the UAE’s including in the EU’s AML blacklist.