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Securities / Derivatives
SEBI Tightens Capital and Operational Norms for Merchant Bankers
By Nithya Subramanian | 05/01/2026
SEBI has set higher capital and liquid net worth requirements, capped underwriting exposure, and tightened disclosure norms for merchant bankers.

Securities / Derivatives
SEBI Mandates NISM Certification for AIF Compliance Officers
By Mark Johnston | 02/01/2026
SEBI aims to raise professional standards amid rapid growth in the alternative investment fund sector.

Securities / Derivatives
SEBI Amends Rules for Basic Demat Accounts to Lower Investor Costs
By Sanday Chongo Kabange | 29/12/2025
The changes make the low-cost account a default option for eligible investors and clarify valuation rules for illiquid securities.

Securities / Derivatives
Indian Exchanges Bar Brokers From Distributing Third-Party Loans
By Sanday Chongo Kabange | 29/12/2025
The move clarifies rules for brokers also registered as research analysts, aiming to curb investor leverage and prevent conflicts of interest.

Fintech / Regtech
India's New Cyber Fraud System Showing Early Signs of Success
By Editors | 24/12/2025
Over 1,000 Indian financial institutions are now using a government platform that has so far prevented INR 6.6 billion in fraud losses.

Securities / Derivatives
SEBI Eyes Overhaul of Commodity Derivatives Market - Reports
By Editors | 24/12/2025
SEBI will form a new working group for non-agri derivatives and is in talks with other regulators on allowing banks and insurers to participate for the first time.

Securities / Derivatives
India Proposes Sweeping Securities Law to Overhaul SEBI
By Sanday Chongo Kabange | 22/12/2025
The new code consolidates three acts, expands the regulator's board, and introduces stricter accountability rules and enforcement timelines for market participants.

Enforcement
India’s NSDL Settles SEBI Probe with $1.74m Payment
By Mark Johnston | 22/12/2025
The NSDL resolved allegations regarding delayed account freezing, vendor contract irregularities and unpaid securities oversight.

Securities / Derivatives
India's NCDEX Gets SEBI Approval for New Mutual Fund Platform
By Sanday Chongo Kabange | 19/12/2025
NCDEX has received regulatory approval for a platform aimed at rural investors, a precursor to its planned equities launch.

Securities / Derivatives
SEBI Allows Zero-Coupon Bonds to be Offered at Reduced Face Value
By Editors | 19/12/2025
The move expands a July 2024 framework allowing privately placed debt to be listed with an INR 10,000 face value.
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