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Securities / Derivatives
SEBI Prescribes New Margin Framework or Commodity Derivatives
By Editors | 28/01/2020
Clearing corporations are asked to categories commodity derivatives as low, medium and high risk, and to set new IM and MPOR floors.
AML / KYC
SEBI to Augment Social Media Monitoring to Fight Manipulation
By Editors | 24/01/2020
SEBI is working on a ‘data lake’ project that will use AI, machine learning and NLP tech to analyse unstructured data and augment market surveillance.
Securities / Derivatives
RBI Permits Gift City Trading of Rupee Derivatives
By Editors | 21/01/2020
The move will help address demands from overseas participants for the availability of better tools to hedge India exposures.
Securities / Derivatives
SEBI Mandates Additional Disclosures for Debt Securities
By Editors | 21/01/2020
Under the new format, listed companies need to disclose deviations in the use of debt issuance proceeds from the objects stated in their offer documents.
SEBI Proposes Stricter Rules for Investment Advisers
By Editors | 20/01/2020
The rules include higher net worth requirements, caps on advice fees, and client level segregation of investment advice from product distribution.
Enforcement
SEBI Exonerates Nine in NSE ‘Dark Fibre’ Case – Reports
By Editors | 17/01/2020
SEBI said there was no evidence to suggest the nine former and current NSE officials were involved in facilitating preferential market access for selected brokers.
Securities / Derivatives
SEBI Grants Two-Year Reprieve for Separation of Chairman, MD Roles
By Editors | 15/01/2020
The top 500 listed companies by market cap have two additional years to comply with a requirement to separate the roles of chairman and managing director.
Enforcement
SEBI Launches Fresh Probe into NSE for Data Leak
By Editors | 14/01/2020
The alleged leaks are said to have involved documents related to NSE policy decisions, internal studies and board meeting minutes.
Securities / Derivatives
Indian Stock Exchanges Introduce Cross Margining Facilities
By Editors | 13/01/2020
NSE launched the cross-margining facility from Friday (10 January), whereas BSE India will introduce it from Wednesday (15 January).
SEBI Issues New Requirements for Gift City Investment Advisers
By Editors | 13/01/2020
Firms providing investment advisory services in Gift City are required to have a net worth of at least $1.5mn.
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