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Crypto / Digital Assets
India Eyes Introduction of Sandbox Policy to Boost Capital Markets Innovation
By Editors | 24/12/2018
SEBI is examining whether legislative changes are required for the sandbox, as it seeks to enable the use of machine learning, artificial intelligence and blockchain in capital markets.
Securities / Derivatives
SEBI Amends Risk Management Framework for Equity Derivatives
By Editors | 19/12/2018
Initial margins must be collected before the next trading day (T+0), but CCPs may allow 2 days after the last margin collection before close-out of equity derivative positions.
Securities / Derivatives
SEBI Allows Mutual Funds to Segregate Distressed Assets in Portfolios
By Editors | 13/12/2018
At its latest board meeting, SEBI approved a plan to allow mutual funds to create segregated portfolios for assets experiencing credit events, among a number of other proposals.
Enforcement
RBI Fines Indian Bank for Violating Cybersecurity Norms
By Editors | 12/12/2018
The Reserve Bank of India has fined Indian Bank 10 million rupees for deficiencies in regulatory compliance with cybersecurity norms.
Market Infrastructure
SEBI Issues Cybersecurity Framework for Market Infrastructures
By Editors | 11/12/2018
Stock exchanges, clearing corporations and depositories have six months to put in place appropriate systems and processes for implementation of the new guidelines.
Market Infrastructure
SEBI Consults on Proposals to Allow Indian Firms to List Overseas
By Editors | 05/12/2018
An expert panel constituted by SEBI has issued recommendations that, if adopted, would enable Indian firms to list overseas and foreign companies to list directly in India.
Market Infrastructure
SEBI Issues Cybersecurity Framework for Brokers, Depository Participants
By Manesh Samtani | 04/12/2018
Stockbrokers and depository participants will have to formulate a comprehensive cyber security and cyber resilience policy document in accordance with the guidelines by April 2019.
Market Infrastructure
SEBI Issues Guidelines on Clearing Corporation Interoperability
By Editors | 28/11/2018
India’s clearing corporations will have to enter into agreements establishing links between each other, as well as links to each trading venue, to operationalise the framework by June 2019.
Securities / Derivatives
India’s Large Corporates Mandated to Issue Bonds for Financing
By Editors | 27/11/2018
SEBI’s new framework requires large corporates to raise at least 25% of their financing through debt securities issuances, to reduce reliance on bank funding and boost the bond market.
Enforcement
SEBI Looks to Enhanced Analytics to Boost Surveillance Capabilities
By Editors | 13/11/2018
The regulator is looking to set up private cloud infrastructure to enhance its analytical capabilities for better surveillance and investigations.
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