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Enforcement
SEBI Proposes Informant Mechanism to Combat Insider Trading
By Editors | 11/06/2019
SEBI wants to institute a process that incentivises timely reporting of instances of insider trading and provides for the granting of rewards to whistleblowers.
Capital / Liquidity
SEBI Mulls Liquidity Buffer Requirement for Funds
By Editors | 08/06/2019
The proposal could require all liquid funds to invest a fixed portion of their assets in government securities or other sovereign debt.
Market Infrastructure
BSE India, ICCL Implement CCP Interoperability Framework
By Editors | 04/06/2019
BSE India and its subsidiary ICCL have gone live with the clearing corporation interoperability framework, despite a one month extension being announced.
Market Infrastructure
India Delays CCP Interoperability Framework
By Editors | 31/05/2019
Trading members have been given one more month to develop processes that allow them to choose to clear and settle trades in other clearing corporations.
Fintech / Regtech
SEBI Floats Discussion Paper on Sandbox for Regulated Entities
By Editors | 30/05/2019
Under the proposed framework, entities regulated by SEBI will be granted certain facilities and flexibilities to experiment with innovative solutions in a live environment and on real customers.
Securities / Derivatives
SEBI Issues Disclosure Guidelines for Listed Debt Securities
By Editors | 29/05/2019
SEBI requires debenture trustees to continuously disclose the status of interest and redemption payments, meaning that any default or delay of payment will be disclosed within a day of the due date.
Securities / Derivatives
India Opens Voluntary Retention Route for FPIs
By Editors | 28/05/2019
The revised VRR scheme is open for allotment as of 27 May, allowing FPIs to invest in government securities and corporate debt up to an aggregate limit of $7.8bn.
Securities / Derivatives
SEBI Permits Mutual Funds to Trade Commodity Derivatives
By Editors | 23/05/2019
Mutual funds will be allowed to trade exchange-traded commodity derivatives, but cannot invest in physical goods, except through gold ETFs.
Fintech / Regtech
SEBI Publishes Capital Markets Sandbox Framework
By Editors | 22/05/2019
SEBI’s sandbox framework for capital markets innovation comes just weeks after the RBI released its own sandbox framework for banking and payment services.
Enforcement
NSE India Fines 250 Listed Companies
By Editors | 17/05/2019
India’s National Stock Exchange has fined 250 firms for non-compliance with its listing obligations and disclosure requirements.
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