Securities and Exchange Board of India

    KYC & CDD

    Standard Chartered Settles SEBI Case Over FPI Lapses

    By Nithya Subramanian | 18/03/2026

    The settlement resolves alleged disclosure delays and due diligence lapses in the bank’s role as a depository participant, without admission of guilt.

    Trading & Investment

    India’s NSE Launches New Gold Futures to Boost Retail Trading

    By Nithya Subramanian | 18/03/2026

    The new 10-gram gold futures contract is aimed at attracting small traders to the futures markets, which have been dominated by larger institutional players.

    Conduct, Culture & Accountability

    SEBI to Overhaul Adviser Rules Amid Rise of 'Finfluencers'

    By Manesh Samtani | 17/03/2026

    SEBI plans a digital platform, a new penalty framework, and a review of distributor rules to combat a decline in registered advisers.

    Clearing & Post-Trade

    SEBI Eases Ease Stress Test Norms for Commodity Derivatives

    By Nithya Subramanian | 17/03/2026

    The regulator has revises stress-testing assumptions and SGF coverage rules to align with global standards and reduce excessive capital requirements in the commodity derivatives segment.

    Structural Regulation

    India Introduces Tiered Public Float Rules for Large IPOs

    By Nithya Subramanian | 16/03/2026

    The Ministry of Finance has revised listing rules with a tiered minimum public shareholding framework, allowing large companies to list with smaller initial public floats.

    Clearing & Post-Trade

    India, EU Still Disagree on CCP Oversight Despite MoU Signing - Report

    By Manesh Samtani | 16/03/2026

    The January agreement is contingent on the EU addressing India’s concerns over the extraterritorial oversight of its CCPs in the next EMIR review.

    Liquidity Risk

    SEBI Sets Framework for Intraday Borrowing by Mutual Funds

    By Nithya Subramanian | 16/03/2026

    SEBI has removed the percentage-based cap for intraday borrowing, introducing new conditions to help funds manage liquidity mismatches.

    Trading & Investment

    SEBI Proposes Simpler Rules for Securities Transmission

    By Nithya Subramanian | 15/03/2026

    The proposals aim to ease the process for heirs by raising claim limits and standardising documentation for financial institutions.

    ESG Data

    ICMA Report Highlights Need for APAC Convergence of ESG Ratings Rules

    By Mark Johnston | 13/03/2026

    New report highlights the rise of voluntary codes and binding rules for ESG ratings providers across Asia-Pacific jurisdictions.

    Conduct, Culture & Accountability

    SEBI Eases Certification Rules for Research Services Sales Staff

    By Nithya Subramanian | 13/03/2026

    SEBI has relaxed certification requirements for sales and other non-core staff linked to research services, introducing a new NISM exam tailored to client-facing roles.

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