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KYC & CDD
Standard Chartered Settles SEBI Case Over FPI Lapses
By Nithya Subramanian | 18/03/2026
The settlement resolves alleged disclosure delays and due diligence lapses in the bank’s role as a depository participant, without admission of guilt.

Trading & Investment
India’s NSE Launches New Gold Futures to Boost Retail Trading
By Nithya Subramanian | 18/03/2026
The new 10-gram gold futures contract is aimed at attracting small traders to the futures markets, which have been dominated by larger institutional players.

Conduct, Culture & Accountability
SEBI to Overhaul Adviser Rules Amid Rise of 'Finfluencers'
By Manesh Samtani | 17/03/2026
SEBI plans a digital platform, a new penalty framework, and a review of distributor rules to combat a decline in registered advisers.

Clearing & Post-Trade
SEBI Eases Ease Stress Test Norms for Commodity Derivatives
By Nithya Subramanian | 17/03/2026
The regulator has revises stress-testing assumptions and SGF coverage rules to align with global standards and reduce excessive capital requirements in the commodity derivatives segment.

Structural Regulation
India Introduces Tiered Public Float Rules for Large IPOs
By Nithya Subramanian | 16/03/2026
The Ministry of Finance has revised listing rules with a tiered minimum public shareholding framework, allowing large companies to list with smaller initial public floats.

Clearing & Post-Trade
India, EU Still Disagree on CCP Oversight Despite MoU Signing - Report
By Manesh Samtani | 16/03/2026
The January agreement is contingent on the EU addressing India’s concerns over the extraterritorial oversight of its CCPs in the next EMIR review.

Liquidity Risk
SEBI Sets Framework for Intraday Borrowing by Mutual Funds
By Nithya Subramanian | 16/03/2026
SEBI has removed the percentage-based cap for intraday borrowing, introducing new conditions to help funds manage liquidity mismatches.

Trading & Investment
SEBI Proposes Simpler Rules for Securities Transmission
By Nithya Subramanian | 15/03/2026
The proposals aim to ease the process for heirs by raising claim limits and standardising documentation for financial institutions.

ESG Data
ICMA Report Highlights Need for APAC Convergence of ESG Ratings Rules
By Mark Johnston | 13/03/2026
New report highlights the rise of voluntary codes and binding rules for ESG ratings providers across Asia-Pacific jurisdictions.

Conduct, Culture & Accountability
SEBI Eases Certification Rules for Research Services Sales Staff
By Nithya Subramanian | 13/03/2026
SEBI has relaxed certification requirements for sales and other non-core staff linked to research services, introducing a new NISM exam tailored to client-facing roles.
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