Securities and Exchange Board of India

Securities / Derivatives

SEBI Mandates Direct Plan, Trail Fee Model for AIFs

By Editors | 11/04/2023

SEBI said AIFs should ensure onboard investors who approach them through a SEBI-registered intermediary are onboarded via direct plan.

SEBI Issues New Advertising Rules for Advisers, Analysts

By Editors | 06/04/2023

SEBI’s new rules seek to curb misleading investment advertisements and address the use of unregistered brand names, trade names and logos.

Enforcement

SEBI Probing Related Party Transactions at Adani Group

By Editors | 04/04/2023

SEBI is probing three offshore entities which entered into investment transactions with unlisted Adani Group units over the last 13 years.

Enforcement

India Supreme Court Orders SEBI to Refund NSE

By Editors | 20/03/2023

Supreme Court quashes SEBI’s orders against NSE for alleged lapses in network systems that favoured high-frequency traders.

Fintech / Regtech

SEBI Finalises Cloud Adoption Framework for Regulated Entities

By Sanday Chongo Kabange | 09/03/2023

Regulated entities have one month to provide SEBI with details of the cloud services they have deployed and 12 months to ensure full compliance with the new framework.

Securities / Derivatives

SEBI Cautions Mutual Funds Against Misleading Ads

By Editors | 07/03/2023

Some mutual funds are leading investors to believe they will receive fixed returns, and projecting high returns based on past performance.

Enforcement

SEBI Bars Former Chief Dealer of Axis Mutual Fund and Others

By Editors | 05/03/2023

The former chief trader of Axis Mutual Fund is alleged to have conceived of a “fraudulent scheme” with other “unscrupulous entities” to front-run trades.

Securities / Derivatives

India Supreme Court Orders Probe into Adani Group

By Editors | 03/03/2023

A committee has been formed to examine the Hindenburg allegations against Adani Group and suggest measures to protect investors. A probe by SEBI was also ordered.

ESG / Sustainability

Ten Ways to Finance India’s Just Transition

By ESG Investor | 02/03/2023

Investing in a socially responsible net zero represents a “multi-trillion, multi-decade investment opportunity”, according to group of multi-stakeholders.